710 Ind. Admin. Code 4-9-17
Current through December 25, 2024
Authority: IC 23-19-6-5
Affected: IC 23-19-4-12
Sec. 17.
Investment advisers and investment adviser representatives shall not advertise or represent to clients that subscriptions, fees, or other payments will be refunded to clients if they are not satisfied unless the:
710 IAC 4-9-17