710 Ind. Admin. Code 4-6-8

Current through December 4, 2024

Section 710 IAC 4-6-8 - Statements of policy

Authority: IC 23-19-6-5

Affected: IC 23-19-3-3; IC 23-19-3-4

Sec. 8.

The following statements of policy of the North American Securities Administrators Association, Inc., as effective June 1, 2009, are incorporated into this article by reference:

(1) Cattle-feeding programs.

(2) Church bonds.

(3) Commodity pool programs.

(4) Equipment programs.

(5) Health care facility offerings.

(6) Oil and gas programs.

(7) Real estate investment trusts.

(8) Real estate programs.

(9) Unsound Financial Condition.

(10) Underwriting Expenses and Underwriter's Warrants.

(11) Promoter's Equity Investment.

(12) Loans and Other Material Affiliated Transactions.

(13) Corporate Securities Definitions.

(14) Debt Securities.

(15) Church Extension Fund Securities.

(16) Impoundment of Proceeds.

(17) Use of Proceeds.

710 IAC 4-6-8

Securities Division; 710 IAC 4-6-8; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA

Readopted filed 5/12/2016, 1:47 p.m.: 20160608-IR-710160136RFA

Readopted filed 11/30/2022, 4:01 p.m.: 20221228-IR-710220301RFA