710 Ind. Admin. Code 4-3-1

Current through December 4, 2024
Section 710 IAC 4-3-1 - Filing of original application; power of attorney

Authority: IC 23-19-6-5

Affected: IC 23-19

Sec. 1.

(a) The completed application for registration, together with exhibits and all other documents included as a part of the application, shall be submitted to the commissioner.
(b) The application for registration shall be completed by the applicant or an authorized officer of a corporate applicant.
(c) If any name is signed on an application for registration pursuant to a power of attorney, copies of the power of attorney shall be filed with the application for registration. In addition, if the name of any officer signing on behalf of the applicant or attesting the applicant's seal is signed pursuant to a power of attorney, certified copies of a resolution of the applicant's board of directors authorizing the signature shall also be filed with application for registration.

710 IAC 4-3-1

Securities Division; 710 IAC 4-3-1; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA
Readopted filed 5/12/2016, 1:47 p.m.: 20160608-IR-710160136RFA
Readopted filed 11/30/2022, 4:01 p.m.: 20221228-IR-710220301RFA