Current through October 31, 2024
Section 710 IAC 3-1-3 - Financial sources; takeover dateAuthority: IC 23-2-3.1-9
Affected: IC 23-2-3.1-5.5
Sec. 3.
(a) If the statement required under IC 23-2-3.1-5.5(d) does not apply to the offeror because of IC 23-2-3.1-5.5(b), the offeror must file a certified document signed by a duly authorized officer that IC 23-2-3.1-5.5(d) does not apply.(b) If the offeror has included in its statement filed with the commissioner the information required in IC 23-2-3.1-5.5(e), the offeror may satisfy the requirement of IC 23-2-3.1-5.5(d) by a filing titled "Statement under 5.5" and by referring to the appropriate sections in the tender offer statement. Securities Division; 710 IAC 3-1-3; filed Aug 27, 1990, 4:10 p.m.: 14 IR 135; readopted filed May 31, 2002, 11:34 p.m.: 25 IR 3462; readopted filed Dec 2, 2008, 9:01 a.m.: 20081224-IR-710080819RFAReadopted filed 9/23/2015, 2:54 p.m.: 20151021-IR-710150280RFA