71 Ind. Admin. Code 10-7-1

Current through December 4, 2024
Section 71 IAC 10-7-1 - Civil penalty schedule

Authority: IC 4-31-3-9; IC 4-31-12-15; IC 4-31-12-16

Affected: IC 4-31-13-1; IC 4-31-13-2

Sec. 1.

(a) The following are the civil penalty base violation fines, which may be adjusted to a higher or lower amount based on mitigating or aggravating factors listed in 71 IAC 10-6-2 and 71 IAC 10-6-3:

Legal Citation

General Description of Violation

Base Violation Fine

71 IAC 3-1-3

Prohibited practices by racing officials

$250

71 IAC 3.5-1-4

Prohibited practices by racing officials

$250

71 IAC 4-3-15 (e)

Pylon violation

$200 if horse placed in race, $100 if inquiry without placing

71 IAC 5-1-1 (a)

Participation in pari-mutuel racing without a license

$2,500

71 IAC 5-1-26

Failure to cooperate with commission representatives or association security

$250

71 IAC 5-3-2

Trainer responsibility regarding presence of drug, medication, or other substance in horse

ARCI penalty

71 IAC 5-3-3 (a)(1) through 71 IAC 5-3-3 (a)(4)

Trainer responsibility regarding stable cleanliness, safety, and employee rosters

$100

71 IAC 5-3-3 (a)(5)

Trainer responsibility regarding horse identity, care, health, condition, and safety

$250

71 IAC 5-3-3 (a)(6)

Horse ownership disclosure violation

$2,500

71 IAC 5-3-3 (a)(7)

Trainer requirement to train horses they own (fine applies when horse races for another trainer)

$500

71 IAC 5-3-3 (a)(8)

Trainer fails to register horse with racing secretary

$100

71 IAC 5-3-3 (a)(9)

Trainer fails to use commission licensed veterinarian when on licensed premises

$500

71 IAC 5-3-3 (a)(10)

Trainer fails to report gelding

$100

71 IAC 5-3-3 (a)(11)

Trainer fails to report denerving

$1,000

71 IAC 5-3-3 (a)(12)

Trainer fails to report serious illness in horses

$250

71 IAC 5-3-3 (a)(13)

Trainer fails to report horse death

$250

71 IAC 5-3-3 (a)(14)

Trainer fails to maintain medication treatment records

$100

71 IAC 5-3-3 (a)(15)

Trainer fails to report prohibited drug administrations

$2,500

71 IAC 5-3-3 (a)(17)

Trainer responsibility to ensure horses are eligible when entered

$100

71 IAC 5-3-3 (a)(19)

Horse scratched for improper shoes, bandages, or other equipment

$250

71 IAC 5-3-3 (a)(20)

Horse scratched for equipment used obstructing visibility of head or saddle pad

$250

71 IAC 5-3-3 (a)(21)

Trainer responsibility for horse timely reporting to paddock

$100

71 IAC 5-3-3 (a)(22)

Trainer or designee fails to attend to their own horse in paddock

$200

71 IAC 5-3-3 (a)(23)

Trainer fails to instruct driver to give best effort

$100

71 IAC 5-3-3 (a)(24)

Trainer or designee responsibility for attending to horse in test barn

$100

71 IAC 5-3-3 (a)(25)

Trainer responsibility for notifying owner of positive drug test

$100

71 IAC 5-3-3 (a)(26)

Trainer fails to notify owner of suspension or revocation of trainer's license

$100

71 IAC 5-3-3 (a)(27)

Trainer fails to protect and guard horses in their care

$250

71 IAC 5-3-3 (a)(28)

Trainer responsibility for accounting for fees

$100

71 IAC 5-3-3 (a)(29)

Trainer responsibility for determining training regimen

$500

71 IAC 5-3-3 (a)(30)

Trainer responsibility for ensuring owners are licensed before racing

$100

71 IAC 5-3-3 (a)(31)

Trainer responsibility for notifying judges or

$500

71 IAC 10-7-1

Indiana Horse Racing Commission; 71 IAC 10-7-1; filed 10/15/2024, 2:08 p.m.: 20241113-IR-071240252FRA