Authority: IC 4-31-3-9; IC 4-31-12-15; IC 4-31-12-16
Affected: IC 4-31-13-1; IC 4-31-13-2
Sec. 1.
Legal Citation | General Description of Violation | Base Violation Fine |
71 IAC 3-1-3 | Prohibited practices by racing officials | $250 |
71 IAC 3.5-1-4 | Prohibited practices by racing officials | $250 |
71 IAC 4-3-15 (e) | Pylon violation | $200 if horse placed in race, $100 if inquiry without placing |
71 IAC 5-1-1 (a) | Participation in pari-mutuel racing without a license | $2,500 |
71 IAC 5-1-26 | Failure to cooperate with commission representatives or association security | $250 |
71 IAC 5-3-2 | Trainer responsibility regarding presence of drug, medication, or other substance in horse | ARCI penalty |
71 IAC 5-3-3 (a)(1) through 71 IAC 5-3-3 (a)(4) | Trainer responsibility regarding stable cleanliness, safety, and employee rosters | $100 |
71 IAC 5-3-3 (a)(5) | Trainer responsibility regarding horse identity, care, health, condition, and safety | $250 |
71 IAC 5-3-3 (a)(6) | Horse ownership disclosure violation | $2,500 |
71 IAC 5-3-3 (a)(7) | Trainer requirement to train horses they own (fine applies when horse races for another trainer) | $500 |
71 IAC 5-3-3 (a)(8) | Trainer fails to register horse with racing secretary | $100 |
71 IAC 5-3-3 (a)(9) | Trainer fails to use commission licensed veterinarian when on licensed premises | $500 |
71 IAC 5-3-3 (a)(10) | Trainer fails to report gelding | $100 |
71 IAC 5-3-3 (a)(11) | Trainer fails to report denerving | $1,000 |
71 IAC 5-3-3 (a)(12) | Trainer fails to report serious illness in horses | $250 |
71 IAC 5-3-3 (a)(13) | Trainer fails to report horse death | $250 |
71 IAC 5-3-3 (a)(14) | Trainer fails to maintain medication treatment records | $100 |
71 IAC 5-3-3 (a)(15) | Trainer fails to report prohibited drug administrations | $2,500 |
71 IAC 5-3-3 (a)(17) | Trainer responsibility to ensure horses are eligible when entered | $100 |
71 IAC 5-3-3 (a)(19) | Horse scratched for improper shoes, bandages, or other equipment | $250 |
71 IAC 5-3-3 (a)(20) | Horse scratched for equipment used obstructing visibility of head or saddle pad | $250 |
71 IAC 5-3-3 (a)(21) | Trainer responsibility for horse timely reporting to paddock | $100 |
71 IAC 5-3-3 (a)(22) | Trainer or designee fails to attend to their own horse in paddock | $200 |
71 IAC 5-3-3 (a)(23) | Trainer fails to instruct driver to give best effort | $100 |
71 IAC 5-3-3 (a)(24) | Trainer or designee responsibility for attending to horse in test barn | $100 |
71 IAC 5-3-3 (a)(25) | Trainer responsibility for notifying owner of positive drug test | $100 |
71 IAC 5-3-3 (a)(26) | Trainer fails to notify owner of suspension or revocation of trainer's license | $100 |
71 IAC 5-3-3 (a)(27) | Trainer fails to protect and guard horses in their care | $250 |
71 IAC 5-3-3 (a)(28) | Trainer responsibility for accounting for fees | $100 |
71 IAC 5-3-3 (a)(29) | Trainer responsibility for determining training regimen | $500 |
71 IAC 5-3-3 (a)(30) | Trainer responsibility for ensuring owners are licensed before racing | $100 |
71 IAC 5-3-3 (a)(31) | Trainer responsibility for notifying judges or | $500 |
71 IAC 10-7-1