Ill. Admin. Code tit. 38 § 1075.2350

Current through Register Vol. 48, No. 45, November 8, 2024

Section 1075.2350 - Proxy Statement - Organization Directors and Executive Officers

a) Furnish the information regarding organization directors and executive officers and certain relationships and related transactions required to be disclosed in a registration or proxy statement filed under the Securities Exchange Act of 1934 ( 15 USC 78 a et seq.), as amended to July 1, 1991. In particular, see Items 401 and 404 of the "General Rules Regarding Disclosures: Regulations S-K - Standard Instructions for Filing Forms under Securities Act of 1933 and the Securities Exchange Act of 1934" ( 17 CFR 229.401 and 404, November, 1992, no subsequent dates or editions), and Item 6 of Regulation 14A of the "Rules and Regulations Under Securities Exchange Act of 1934 ( 17 CFR 240.14a-101, October, 1992, no subsequent dates or editions). Unless the context otherwise requires, the words "registrant" and "issuer" in those regulations shall refer to the applicant and the word "Commission" shall refer to the Director.

b) State whether control of the applicant has been exercised through the use of proxies and the nature of the control.

Ill. Admin. Code tit. 38, § 1075.2350

Amended at 30 Ill. Reg. 19068, effective December 1, 2006