Idaho Admin. Code r. 12.01.08.101

Current through September 2, 2024

Section 12.01.08.101 - NOTIFICATION OF OPENING, CLOSING OR RELOCATION OF BRANCH OFFICES

Any broker-dealer or investment adviser, registered as such with the Department, shall notify the Administrator in writing or through CRD, no later than thirty (30) days after the opening, closing or relocation of any branch office. For purposes of this rule, "branch office" is defined by FINRA.

Effective July 1, 2024