Idaho Admin. Code r. 12.01.08.085

Current through September 2, 2024
Section 12.01.08.085 - RELICENSING (FORMERLY TEMPORARY AGENT TRANSFER (TAT) SYSTEM)
01.Relicensing Agents. Transfer of agents from one broker-dealer to another shall be effected pursuant to, and in accordance with, the NASAA/CRD relicense program which allows for an automatic temporary license.
02.Relicensing Investment Adviser Representatives. Transfer of investment adviser representatives from one (1) investment adviser to another shall be effected pursuant to, and in accordance with, the NASAA/CRD relicense program which allows for an automatic temporary license.
03.Temporary License Expiration. An agent or investment adviser representative may not transact business in Idaho after the expiration of a temporary license unless a permanent license has been issued. In all cases, the Administrator retains the right to deny, suspend, or revoke a temporary license for the causes listed in Section 30-14-412, Idaho Code.

Idaho Admin. Code r. 12.01.08.085

Effective July 1, 2024