Idaho Admin. Code r. 12.01.08.078

Current through September 2, 2024
Section 12.01.08.078 - IMPLEMENTATION OF CRD
01.Designation and Use of CRD System. Pursuant to Section 30-14-406, Idaho Code, the Administrator designates the web-based CRD to receive and store filings and collect related fees from broker-dealers, agents and investment adviser representatives on behalf of the Administrator. Forms U-4, U-5, BD, BR, and BDW shall be used to register or terminate agents, investment adviser representatives or broker-dealers, respectively, in the state of Idaho through the CRD system. The CRD system will be utilized to effect FINRA registration as well as registration, termination, and renewal in the state.

Idaho Admin. Code r. 12.01.08.078

Effective July 1, 2024