Ga. Comp. R. & Regs. 590-4-8-.16

Current through Rules and Regulations filed through October 17, 2024

Rule 590-4-8-.16 - Repealed

Ga. Comp. R. & Regs. R. 590-4-8-.16

O.C.G.A. Secs. 10-5-10, 10-5-12.

Original Rule entitled "Agency Cross Transaction for Advisory Clients" adopted as ER. 590-4-8-0.20-.16. F. Mar. 31, 1989; eff. Apr. 1, 1989, as specified by the Agency.

Amended: Permanent Rule of same title adopted. F. May 11, 1989; eff. June 1, 1989, as specified by the Agency.

Repealed: New Rule entitled "Custody of Client Funds or Securities by Investment Advisers" adopted. F. Dec. 21, 2004; eff. Jan. 10, 2005.

Repealed: F. Nov. 18, 2011; eff. Dec. 8, 2011.