Fla. Admin. Code R. 69U-100.045

Current through Reg. 50, No. 253; December 31, 2024

Section 69U-100.045 - Examination Manuals and Referenced Standards

The OFR uses the examination manuals referenced by this rule in the implementation of its examination responsibilities. The OFR examiners use these manuals as reference guidelines when conducting safety and soundness examinations of financial institutions. The material incorporated by reference in this rule may also be obtained from the OFR's website at www.flofr.gov. The following manuals are hereby incorporated by reference into the body of printed materials that the OFR uses for the purposes of conducting examinations of financial institutions to assess the performance and condition of such institutions:

(1) Federal Financial Institutions Examination Council, Bank Secrecy Act/Anti-Money Laundering Examination Manual (4/2020), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-12617.

(2) Federal Deposit Insurance Corporation, RMS Manual of Examination Policies (8/2020), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-12618.

(3) Federal Deposit Insurance Corporation, Trust Examination Manual (2018), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-09662.

(4) National Credit Union Administration, Examiner's Guide (5/2018), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-09670.

(5) Office of Financial Regulation, State Credit Union Examination Manual (11/3/2014), accessible at https://www.flrules.org/Gateway/reference.asp?No=Ref-05585.

(6) The Federal Reserve Board's Examination Manual for U.S. Branches and Agencies of Foreign Banking organizations (9/1997), accessible at https://www.flrules.org/Gateway/reference.asp?No=Ref-055816.

(7) Federal Financial Institutions Examination Council, Information Technology Examination Handbook, Information Security (9/2016), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-12619.

(8) Federal Financial Institutions Examination Council, Cybersecurity Assessment Tool (5/2017), accessible at http://www.flrules.org/Gateway/reference.asp?No=Ref-12620.

Fla. Admin. Code Ann. R. 69U-100.045

Rulemaking Authority 655.012(2) FS. Law Implemented 655.045 FS.

New 10-24-93, Formerly 3C-1.015, Amended 1-2-95, 6-4-95, 5-22-96, Formerly 3C-100.045, Amended 9-2-10, Amended by Florida Register Volume 41, Number 135, July 14, 2015 effective 7/27/2015, Amended by Florida Register Volume 41, Number 228, November 24, 2015 effective 12/9/2015, Amended by Florida Register Volume 44, Number 168, August 28, 2018 effective 9/11/2018, Amended by Florida Register Volume 47, Number 002, January 5, 2021 effective 1/18/2021.

New 10-24-93, Formerly 3C-1.015, Amended 1-2-95, 6-4-95, 5-22-96, Formerly 3C-100.045, Amended 9-2-10, 7-27-15, 12-9-15, 9-11-18, 1-18-21.