D.C. Mun. Regs. tit. 26, r. 26-A2734

Current through Register Vol. 71, No. 49, December 6, 2024

Rule 26-A2734 - REPORTS OF DISCIPLINARY ACTIONS

2734.1

Any person qualified in the District under this chapter to sell or offer to sell variable life insurance

(a) Any suspension or revocation of his agent's license in any other state or territory of the United States;

(b) The imposition of any disciplinary sanction, including suspension or expulsion from membership, suspension, or revocation of or denial of registration, imposed upon him by any national securities exchange, or national securities association, or any federal, state, or territorial agency with jurisdiction over securities or variable life insurance;

(c) Any judgment or injunction entered against him on the basis of conduct deemed to have involved fraud, deceit, misrepresentation, or violation of any insurance or securities law, or regulation.

D.C. Mun. Regs. tit. 26, r. 26-A2734

Final Rulemaking published at 42 DCR 1047 (February 24, 1995)