Practice and Procedure Regarding Summary Orders
- Section 200-B-260 - Basis for Issuance of Summary Order Postponing or Suspending the Effectiveness of a Registration Statement
- Section 200-B-261 - Basis for Issuance of Summary Order Denying or Revoking Exemption
- Section 200-B-262 - Basis for Issuance of Summary Order Postponing or Suspending the Registration of a Broker-Dealer, Broker-Dealer Agent, Investment Adviser or Investment Adviser Representative
- Section 200-B-263 - Basis for Issuance of Summary Cease and Desist Order
- Section 200-B-264 - Procedure for Issuance of Summary Order
- Section 200-B-265 - Procedure After Issuance of Summary Order
- Section 200-B-266 - Violation of Cease and Desist Orders