5 Del. Admin. Code § 2901-2.0

Current through Reigster Vol. 28, No. 6, December 1, 2024

Section 2901-2.0 - Compliance with Applicable Laws

2.1 All licensees shall comply with 5 Del.C. Ch. 29, all regulations issued thereunder, and all other applicable State and federal statutes and regulations.

2.2 The manager and appropriate staff of each licensed office shall familiarize themselves with all such statutes and regulations.

2.3 Each licensed office shall maintain, either by paper copy or through electronic access, 5 Del.C. Ch. 29 and the following regulations:

2.3.1 Regulation 101, Retention of Financial Institution Records.

2.3.2 Regulation 2901, Operating Regulation;

2.3.3 Regulation 2902, Minimum Records;

2.3.4 Regulation 2903, Report of Delaware Loan Volume; and

2.3.5 Regulation 2904, Report of Delaware Assets.

5 Del. Admin. Code § 2901-2.0

17 DE Reg. 994 (4/1/2014) (Final)