26 Del. Admin. Code § 3013-17.0

Current through Register Vol. 28, No. 5, November 1, 2024

Section 3013-17.0 - Reports to be Provided to the Commission and DPA

17.1 Community energy facilities shall provide such information concerning their State operations to the Commission and the DPA as the Commission may from time-to-time request, including any reporting requirements contained herein. Reports shall be filed electronically in DelaFile under the docket number for the matter by which the Commission granted the community energy facility its Final Certificate to Operate.

17.2 Required 10-Day notifications. Community energy facilities shall notify the Commission and the DPA within 10 business days of any of the following actions:

17.2.1 Revocation of authority to sell subscriptions in any jurisdiction;

17.2.2 Revocation of an affiliate interest's authority to sell subscriptions in any jurisdiction; or

17.2.3 A change in the principal officers responsible for Delaware operations previously provided pursuant to this regulation.

17.3 Required 30-Day notifications and annual reports. A community energy facility shall provide the following information to the Commission and the DPA within 30 calendar days of occurrence and annually by April 30th of each year:

17.3.1 Any changes in the community energy facility's name or tax identification number or employer identification number previously provided pursuant to this regulation;

17.3.2 Any changes in the community energy facility's business address previously provided pursuant to this regulation;

17.3.3 Any changes to the regulatory contact or customer complaint person previously identified pursuant to this regulation;

17.3.4 The identify of any state in which the community energy facility has had its authority to sell subscriptions to customers revoked, modified or suspended since the filing of the last annual report;

17.3.5 Any changes to the organizational structure previously provided pursuant this regulation;

17.3.6 A statement detailing any criminal activities relating to fraud or financial misconduct of which the community energy facility or any of its affiliate interests has been arrested, indicted or convicted, or which the principal or corporate officers have been arrested, indicted or convicted, since the filing of the last annual report;

17.3.7 A copy of any stipulation, order, or decree concerning a formal, docketed complaint or investigation of the community energy facility's marketing and sales activities in other jurisdictions;

17.3.8 A list of any states in which any formal complaint investigations have been initiated against the community energy facility or any of its affiliate interests since the filing of the last annual report; and

17.3.9 A list of any states in which disciplinary actions have been taken against the community energy facility or any of its affiliate interests since the filing of the last annual report.

17.4 As required by subsection 7.4 of this Regulation, every 3 years, Community energy facilities shall provide a certification to the Commission in writing that it meets the low-income provisions as set forth in Section 7.0.

26 Del. Admin. Code § 3013-17.0

27 DE Reg. 987 (6/1/2024) (Final)