Suitability In Annuity Transactions
- Section 1214-1.0 - Purpose, Scope and Authority
- Section 1214-2.0 - Exemptions
- Section 1214-3.0 - Definitions
- Section 1214-4.0 - Duties of Insurers and Producers
- Section 1214-5.0 - Producer Training
- Section 1214-6.0 - Compliance Mitigation; Penalties; Enforcement
- Section 1214-7.0 - Recordkeeping
- Section 1214-8.0 - Effective Date
- Section 1214-9.0 - Severability
- Section 1214-10.0 - Causes of Action and Defenses
- Section 1214-11.0 - Effective Date
- Appendix A - Insurance Agent (Producer) Disclosure for Annuities
- Appendix B - Consumer Refusal to Provide Information
- Appendix C - Consumer Decision to Purchase an Annuity Not Based on a Recommendation