Statutes, codes, and regulations
Connecticut Administrative Code
Title 36b - Connecticut Securities Law and Business Opportunity Investment ActConnecticut Uniform Securities Act
Transferred from section 36-500, July 3, 1995
Section 36b-31-5d - Statement of advisory fee

Conn. Agencies Regs. § 36b-31-5d

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Current through October 16, 2024
Section 36b-31-5d - Statement of advisory fee

A statement in the written advisory contract of an advisory fee based on total or net asset value or of a flat fee constitutes compliance with the requirement in section 36b-5(b) (1) (A) of the general statutes that the contract provide that the investment adviser not be compensated on the basis of capital gains or capital appreciation.

Conn. Agencies Regs. § 36b-31-5d

Effective August 22, 1994; Transferred July 3, 1995