Section 2634.702 - Breaches by trust fiduciaries and interested parties(a) The Attorney General may bring a civil action in any appropriate United States district court against any individual who knowingly and willfully violates the provisions of § 2634.408(d)(1) or (e)(1) . The court in which the action is brought may assess against the individual a civil monetary penalty in any amount, not to exceed the amounts set forth in Table 1 to this paragraph (a), as provided by section 5 U.S.C. 13104(f)(6)(C)(i) and as adjusted in accordance with the inflation adjustment procedures prescribed in the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended. Table 1 to § 2634.702 (a)
| Date of violation | Penalty |
| Violation occurring between Sept. 29, 1999 and Nov. 2, 2015 | $11,000 |
| Violation occurring after Nov. 2, 2015 | 24,496 |
(b) The Attorney General may bring a civil action in any appropriate United States district court against any individual who negligently violates the provisions of § 2634.408(d)(1) or (e)(1) . The court in which the action is brought may assess against the individual a civil monetary penalty in any amount, not to exceed the amounts set forth in Table 2 to this paragraph (b), as provided by 5 U.S.C. 13104(f)(6)(C)(ii) and as adjusted in accordance with the inflation adjustment procedures of the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended. Table 2 to § 2634.702 (b)
| Date of violation | Penalty |
| Violation occurring between Sept. 29, 1999 and Nov. 2, 2015 | $5,500 |
| Violation occurring after Nov. 2, 2015 | 12,249 |
88 FR 1140 , Jan. 9, 2023 83 FR 33981 , 1/1/2019; 84 FR 6054 , 2/26/2019; 85 FR 2280 , 1/15/2020; 86 FR 7636 , 2/1/2021; 87 FR 2524 , 1/18/2022; 88 FR 1140 , 1/15/2023; 89 FR 1440 , 1/15/2024