49 C.F.R. § to Part 674

Current through September 30, 2024
Appendix to Part 674 - Notification and Reporting of Accidents, Incidents, and Occurrences

Event/thresholdHuman factors Property damageTypes of events
(examples)
Actions
Accident: Rail Transit Agency (RTA) to Notify State Safety Oversight Agency (SSOA) SSO and Federal Transit Administration (FTA) within two hours-Fatality (occurring at the scene or within 30 days following the accident)
-One or more persons suffering serious injury (Serious injury means any injury which: (1) Requires hospitalization for more than 48 hours, commencing within 7 days from the date of the injury was received; (2) results in a fracture of any bone (except simple fractures of fingers, toes, or nose); (3) causes severe hemorrhages, nerve, muscle, or tendon damage; (4) involves any internal organ; or (5) involves second- or third-degree burns, or any burns affecting more than 5 percent of the body surface.)
-Property damage resulting from a collision involving a rail transit vehicle; or any derailment of a rail transit vehicle-A collision between a rail transit vehicle and another rail transit vehicle
-A collision at a grade crossing resulting in serious injury or fatality
-A collision with a person resulting in serious injury or fatality
-A collision with an object resulting in serious injury or fatality
-A runaway train.
-Evacuation due to life safety reasons.
-A derailment (mainline or yard).
-Fires resulting in a serious injury or fatality.
-RTA to notify SSOA and FTA within 2 hours; Investigation required.
-RTA to report to FTA within 30 days via the National Transit Database (NTD).
-RTA to record for SMS Analysis.
Incident: RTA to Report to FTA (NTD) within 30 days-A personal injury that is not a serious injury
-One or more injuries requiring medical transportation away from the event
-Non-collision-related damage to equipment, rolling stock, or infrastructure that disrupts the operations of a transit agency-Evacuation of a train into the right-of-way or onto adjacent track; or customer self-evacuation
-Certain low-speed collisions involving a rail transit vehicle that result in a non-serious injury or property damage
-Damage to catenary or third-rail equipment that disrupts transit operations
-Fires that result in a non-serious injury or property damage
-A train stopping due to an obstruction in the tracks/"hard stops"
-Most hazardous material spills.
-RTA to report to FTA within 30 days via the National Transit Database (NTD).
-RTA to record for SMS Analysis.
Occurrence: RTA to record data and make available for SSO and/or FTA review-No personal injury-Non-collision-related damage to equipment, rolling stock, or infrastructure that does not disrupt the operations of a transit agency-Close Calls/Near Misses
-Safety rule violations.
-Violations of safety policies.
-Damage to catenary or third-rail equipment that do not disrupt operations.
-Vandalism or theft.
-RTA will collect, track and analyze data on Occurrences to reduce the likelihood of recurrence and inform the practice of SMS.

49 C.F.R. §to Part 674

81 FR 14256, 3/16/2016