Table to § 385.321 -Violations That Will Result in Automatic Failure of the New Entrant Safety Audit
Violation | Guidelines for determining automatic failure of the safety audit |
1. § 382.115(a) /§ 382.115(b) -Failing to implement an alcohol and/or controlled substances testing program (domestic and foreign motor carriers, respectively) | Single occurrence. |
2. § 382.201 -Using a driver known to have an alcohol content of 0.04 or greater to perform a safety-sensitive function | Single occurrence. |
3. § 382.211 -Using a driver who has refused to submit to an alcohol or controlled substances test required under part 382 | Single occurrence. |
4. § 382.215 -Using a driver known to have tested positive for a controlled substance | Single occurrence. |
5. § 382.305 -Failing to implement a random controlled substances and/or alcohol testing program | Single occurrence. |
6. § 383.3(a) /§ 383.23(a) -Knowingly using a driver who does not possess a valid CDL | Single occurrence. |
7. § 383.37(b) -Knowingly allowing, requiring, permitting, or authorizing an employee to operate a commercial motor vehicle with a commercial learner's permit or commercial driver's license which is disqualified by a State, has lost the right to operate a CMV in a State or who is disqualified to operate a commercial motor vehicle | Single occurrence. |
8. § 383.51(a) -Knowingly allowing, requiring, permitting, or authorizing a driver to drive who is disqualified to drive a commercial motor vehicle | Single occurrence. This violation refers to a driver operating a CMV as defined under § 383.5 . |
9. § 387.7(a) -Operating a motor vehicle without having in effect the required minimum levels of financial responsibility coverage | Single occurrence. |
10. § 387.31(a) -Operating a passenger carrying vehicle without having in effect the required minimum levels of financial responsibility | Single occurrence. |
11. § 391.15(a) -Knowingly using a disqualified driver | Single occurrence. |
12. § 391.11(b)(4) -Knowingly using a physically unqualified driver | Single occurrence. This violation refers to a driver operating a CMV as defined under § 390.5 . |
13. § 395.8(a) -Failing to require a driver to make a record of duty status | Requires a violation threshold (51% or more of examined records) to trigger automatic failure. |
14. § 396.9(c)(2) -Requiring or permitting the operation of a commercial motor vehicle declared "out-of-service" before repairs are made | Single occurrence. |
15. § 396.11(a)(3) -Failing to correct out-of-service defects listed by driver in a driver vehicle inspection report before the vehicle is operated | Single occurrence. |
16. § 396.17(a) -Using a commercial motor vehicle not periodically inspected | Requires a violation threshold (51% or more of examined records) to trigger automatic failure. |
49 C.F.R. §385.321