40 C.F.R. § 711.15

Current through September 30, 2024

Section 711.15 - Reporting information to EPA

Any person who must report under this part, as described in § 711.8 , must submit the information described in this section for each chemical substance described in § 711.5 that the person manufactured (including imported) for commercial purposes in an amount of 25,000 lb (11,340 kg) or more (or in an amount of 2,500 lb (1,134 kg) or more for chemical substances subject to the rules, orders, or actions described in § 711.8(b) ) at any one site during any calendar year since the last principal reporting year (e.g., for the 2020 submission period, consider calendar years 2016, 2017, 2018, and 2019, because 2015 was the last principal reporting year). The principal reporting year for each submission period is the previous calendar year (e.g., the principal reporting year for the 2020 submission period is calendar year 2019). For all submission periods, a separate report must be submitted for each chemical substance at each site for which the submitter is required to report. A submitter of information under this part must report information as described in this section to the extent that such information is known to or reasonably ascertainable by that person.

(a)Reporting information to EPA. Any person who reports information to EPA must complete a Form U using the e-CDRweb reporting tool provided by EPA at the address set forth in § 711.35 . The submission must include all information described in paragraph (b) of this section. Persons must submit the chemical reports on a separate single Form U for each site for which the person is required to report. The e-CDRweb reporting tool is described in the instructions available from EPA at the website set forth in § 711.35 .

(b)Information to be reported. The information described in paragraphs (b)(1) through (4) of this section must be reported for each chemical substance manufactured (including imported) in an amount of 25,000 lb (11,340 kg) or more (or in an amount of 2,500 lb (1,134 kg) or more for chemical substances subject to the rules, orders, or actions described in § 711.8(b) ) at any one site during any calendar year since the last principal reporting year. The requirement to report information described in paragraph (b)(4) of this section is subject to exemption as described in § 711.6 .

(1)A certification statement signed and dated by an authorized official of the submitter company. The authorized official must certify that the submitted information has been completed in compliance with the requirements of this part and that the confidentiality claims made on the Form U are true and correct. The certification must be signed and dated by the authorized official for the submitter company, and provide that person's name, official title, and email address.

(2)Company and site information. The following currently correct parent company and site information at the date of CDR submission must be reported for each site at which a reportable chemical substance is manufactured (including imported) above the applicable production volume threshold, as described in this section (see § 711.3 for the "site" for importers and special situations).

(i) The legal name, address, and Dun and Bradstreet D-U-N-S® (D&B) number for the highest-level parent company located in the United States and, if one exists, for the highest-level foreign-based parent company. A submitter under this part must obtain a D&B number for the parent company if none exists and must report using the standardized conventions for the naming of a parent company as provided in the CDR Instructions for Reporting identified in § 711.35 .

(ii) The name of a person who will serve as technical contact for the submitter company who will be able to answer questions about the information submitted by the company to EPA, and that technical contact person's full mailing address, telephone number, and email address.

(iii) The legal name and full street address of each site. A submitter under this part must include the appropriate D&B number for each site reported, and the county or parish (or other jurisdictional indicator) in which the site is located. A submitter under this part must obtain a D&B number for the site reported if none exists. For a co-manufacturing situation in which the contracting company initiates the report, the contracting company must report both the site controlling the contract and the producing company's site information.

(iv) The six-digit NAICS code for the site. A submitter under this part must include the appropriate six-digit NAICS code for each site reported.

(3)Chemical-specific information. The following chemical-specific information must be reported for each reportable chemical substance manufactured (including imported) above the applicable production volume threshold, as described in paragraph (b) of this section:

(i) The specific, currently correct CA Index name as used to list the chemical substance on the TSCA Inventory and the correct corresponding CASRN for each reportable chemical substance at each site. Submitters who wish to report chemical substances listed on the confidential portion of the TSCA Inventory will need to report the chemical substance using the corresponding TSCA Accession Number that is listed on the public portion of the Inventory. In addition to reporting the chemical identifying number itself, submitters must specify the type of number they are reporting by selecting from among the codes in Table 1 to paragraph (b)(3)(i).

Table 1 to Paragraph (b)(3)(i)-Codes To Specify Type of Chemical Identifying Number

Code	Number type
A	TSCA Accession Number.
C	Chemical Abstracts Service Registry Number (CASRN).

(A) If an importer submitting a report cannot provide the information specified in this paragraph (b)(3)(i) because it is unknown to the importer and claimed as confidential by the supplier of the chemical substance or mixture, the importer must use e-CDRweb to ask the supplier to provide the correct chemical identity and, in the case of a mixture, the percentage of formulation and chemical function information directly to EPA in a joint submission. Such request must include instructions for submitting chemical identity information electronically, using e-CDRweb and CDX (see § 711.35 ), and for clearly referencing the importer's submission. Contact information for the supplier, a trade name or other designation for the chemical substance or mixture, and a copy of the request to the supplier must be included with the importer's submission.

(B) If a manufacturer submitting a report cannot provide the information specified in this paragraph (b)(3)(i) because the reportable chemical substance is manufactured using a reactant having a specific chemical identity that is unknown to the manufacturer and claimed as confidential by its supplier, the manufacturer must use e-CDRweb to ask the supplier of the confidential reactant to provide the correct chemical identity of the confidential reactant directly to EPA in a joint submission. Such request must include instructions for submitting chemical identity information electronically using e-CDRweb and CDX (see § 711.35 ), and for clearly referencing the manufacturer's submission. Contact information for the supplier, a trade name or other designation for the chemical substance, and a copy of the request to the supplier must be included with the importer's submission.

(C) EPA will accept only joint submissions that are submitted electronically using e-CDRweb and CDX (see § 711.35 ) and that clearly reference the primary submission to which they refer.

(ii) For the principal reporting year only, a statement indicating, for each reportable chemical substance at each site, whether the chemical substance is manufactured in the United States, imported into the United States, or both manufactured in the United States and imported into the United States.

(iii) For the principal reporting year only, the total annual volume (in pounds) of each reportable chemical substance domestically manufactured or imported at each site. The total annual domestically manufactured volume (not including imported volume) and the total annual imported volume must be separately reported. These amounts must be reported to two significant figures of accuracy. In addition, the total annual volume (domestically manufactured plus imported volumes in pounds) of each reportable chemical substance at each site for each complete calendar year since the last principal reporting year.

(iv) For the principal reporting year only, the volume used on site and the volume directly exported of each reportable chemical substance domestically manufactured or imported at each site. These amounts must be reported to two significant figures of accuracy.

(v) For the principal reporting year only, a designation indicating, for each imported reportable chemical substance at each site, whether the imported chemical substance is physically present at the reporting site.

(vi) For the principal reporting year only, a designation indicating, for each reportable chemical substance at each site, whether the chemical substance is being recycled or otherwise used for a commercial purpose instead of being disposed of as a waste or included in a waste stream.

(vii) For the principal reporting year only, the total number of workers reasonably likely to be exposed to each reportable chemical substance at each site. For each reportable chemical substance at each site, the submitter must select from among the ranges of workers listed in Table 2 to paragraph (b)(3)(vii) and report the corresponding code (i.e., W1 through W8):

Table 2 to Paragraph (b)(3)(vii)-Codes for Reporting Number of Workers Reasonably Likely To Be Exposed

Code	Range
W1	Fewer than 10 workers.
W2	At least 10 but fewer than 25 workers.
W3	At least 25 but fewer than 50 workers.
W4	At least 50 but fewer than 100 workers.
W5	At least 100 but fewer than 500 workers.
W6	At least 500 but fewer than 1,000 workers.
W7	At least 1,000 but fewer than 10,000 workers.
W8	At least 10,000 workers.

(viii) For the principal reporting year only, the maximum concentration, measured by percentage of weight, of each reportable chemical substance at the time it is sent off-site from each site. If the chemical substance is site-limited, you must report the maximum concentration, measured by percentage of weight of the reportable chemical substance at the time it is reacted on-site to produce a different chemical substance. This information must be reported regardless of the physical form(s) in which the chemical substance is sent off-site/reacted on-site. For each chemical substance at each site, select the maximum concentration of the chemical substance from among the ranges listed in Table 3 to paragraph (b)(3)(viii) and report the corresponding code (i.e., M1 through M5):

Table 3 to Paragraph (b)(3)(viii)-Codes for Reporting Maximum Concentration of Chemical Substance

Code	Concentration range (percent weight)
M1	Less than 1 percent by weight.
M2	At least 1 but less than 30 percent by weight.
M3	At least 30 but less than 60 percent by weight.
M4	At least 60 but less than 90 percent by weight.
M5	At least 90 percent by weight.

(ix) For the principal reporting year only, the physical form(s) of the reportable chemical substance as it is sent off-site from each site. If the chemical substance is site-limited, you must report the physical form(s) of the reportable chemical substance at the time it is reacted on-site to produce a different chemical substance. For each chemical substance at each site, the submitter must report as many physical forms as applicable from among the physical forms listed in this Unit:

(A) Dry powder.

(B) Pellets or large crystals.

(C) Water- or solvent-wet solid.

(D) Other solid.

(E) Gas or vapor.

(F) Liquid.

(x) For the principal reporting year only, submitters must report the percentage, rounded off to the closest 10 percent, of total production volume of the reportable chemical substance, reported in response to paragraph (b)(3)(iii) of this section, that is associated with each physical form reported under paragraph (b)(3)(ix) of this section.

(4)Chemical-specific information related to processing and use. The following chemical-specific information must be reported for each reportable chemical substance manufactured (including imported) above the applicable production volume threshold, as described in this section. Persons subject to paragraph (b)(4) of this section must report the information described in paragraphs (b)(4)(i) and (ii) of this section for each reportable chemical substance at sites under their control and at sites that receive a reportable chemical substance from the submitter directly or indirectly (including through a broker/distributor, from a customer of the submitter, etc.). Information reported in response to this paragraph must be reported for the principal reporting year only and only to the extent that it is known to or reasonably ascertainable by the submitter. Information required to be reported under this paragraph is limited to domestic (i.e., within the customs territory of the United States) processing and use activities. If information responsive to a given data requirement under this paragraph, including information in the form of an estimate, is not known or reasonably ascertainable, the submitter is not required to respond to the requirement.

(i)Industrial processing and use information.

(A) A designation indicating the type of industrial processing or use operation(s) at each site that receives a reportable chemical substance from the submitter site directly or indirectly (whether the recipient site(s) are controlled by the submitter site or not). For each chemical substance, report the letters which correspond to the appropriate processing or use operation(s) listed in Table 4 to paragraph (b)(4)(i)(A). A particular designation may need to be reported more than once, to the extent that a submitter reports more than one sector (under paragraph (b)(4)(i)(B) of this section) that applies to a given designation under this paragraph.

Table 4 to Paragraph (b)(4)(i)(A)-Codes for Reporting Type of Industrial Processing or Use Operation

Designation	Operation
PC	Processing as a reactant.
PF	Processing-incorporation into formulation, mixture, or reaction product.
PA	Processing-incorporation into article.
PK	Processing-repackaging.
U	Use-non-incorporative activities.

(B) A code indicating the sector(s) that best describe the industrial activities associated with each industrial processing or use operation reported under paragraph (b)(4)(i)(A) of this section. For each chemical substance, report the code that corresponds to the appropriate sector(s) listed in Table 5 to paragraph (b)(4)(i)(B). A particular sector code may need to be reported more than once, to the extent that a submitter reports more than one function code (under paragraph (b)(4)(i)(C) of this section) that applies to a given sector code under this paragraph.

Table 5 to Paragraph (b)(4)(i)(B)-Codes for Reporting Industrial Sectors

Code	Sector description
IS1	Agriculture, forestry, fishing, and hunting.
IS2	Oil and gas drilling, extraction, and support activities.
IS3	Mining (except oil and gas) and support activities.
IS4	Utilities.
IS5	Construction.
IS6	Food, beverage, and tobacco product manufacturing.
IS7	Textiles, apparel, and leather manufacturing.
IS8	Wood product manufacturing.
IS9	Paper manufacturing.
IS10	Printing and related support activities.
IS11	Petroleum refineries.
IS12	Asphalt paving, roofing, and coating materials manufacturing.
IS13	Petroleum lubricating oil and grease manufacturing.
IS14	All other petroleum and coal products manufacturing.
IS15	Petrochemical manufacturing.
IS16	Industrial gas manufacturing.
IS17	Synthetic dye and pigment manufacturing.
IS18	Carbon black manufacturing.
IS19	All other basic inorganic chemical manufacturing.
IS20	Cyclic crude and intermediate manufacturing.
IS21	All other basic organic chemical manufacturing.
IS22	Plastics material and resin manufacturing.
IS23	Synthetic rubber manufacturing.
IS24	Organic fiber manufacturing.
IS25	Pesticide, fertilizer, and other agricultural chemical manufacturing.
IS26	Pharmaceutical and medicine manufacturing.
IS27	Paint and coating manufacturing.
IS28	Adhesive manufacturing.
IS29	Soap, cleaning compound, and toilet preparation manufacturing.
IS30	Printing ink manufacturing.
IS31	Explosives manufacturing.
IS32	Custom compounding of purchased resins.
IS33	Photographic film, paper, plate, and chemical manufacturing.
IS34	All other chemical product and preparation manufacturing.
IS35	Plastics product manufacturing.
IS36	Rubber product manufacturing.
IS37	Non-metallic mineral product manufacturing (includes cement, clay, concrete, glass, gypsum, lime, and other non-metallic mineral product manufacturing).
IS38	Primary metal manufacturing.
IS39	Fabricated metal product manufacturing.
IS40	Machinery manufacturing.
IS41	Computer and electronic product manufacturing.
IS42	Electrical equipment, appliance, and component manufacturing.
IS43	Transportation equipment manufacturing.
IS44	Furniture and related product manufacturing.
IS45	Miscellaneous manufacturing.
IS46	Wholesale and retail trade.
IS47	Services.
IS48	Other (requires additional information).

(C) For each sector reported under paragraph (b)(4)(i)(B) of this section, the applicable code(s) from Table 6 to paragraph (b)(4)(i)(C) must be selected to designate the function category(ies) that best represents the specific manner in which the chemical substance is used. For the 2020 submission period:

(1) Use column A in Table 6 to paragraph (b)(4)(i)(C) for chemical substances designated in 2019 as high priority for risk evaluation (those chemicals listed in Table 7 to paragraph (b)(4)(i)(C)); and

(2) Use either column A or B in Table 6 to paragraph (b)(4)(i)(C) for chemical substances not listed in Table 7 to paragraph (b)(4)(i)(C). For the 2024 and future submission periods, use only column A in Table 6 to paragraph (b)(4)(i)(C). A particular function category may need to be reported more than once, to the extent that a submitter reports more than one industrial processing or use operation/sector combination (under paragraphs (b)(4)(i)(A) and (B) of this section) that applies to a given function category under this paragraph. If more than 10 unique combinations of industrial processing or use operations/sector/function categories apply to a chemical substance, submitters need only report the 10 unique combinations for the chemical substance that cumulatively represent the largest percentage of the submitter's production volume for that chemical substance, measured by weight. If none of the listed function categories accurately describes a use of a chemical substance, the category "Other" may be used, and must include a description of the use.

Table 6 to Paragraph (b)(4)(i)(C)-Codes for Reporting Function Categories

Column A		Column B
Code	Category	Code	Category
F001	Abrasives	U001	Abrasives.
F002	Etching agent
F003	Adhesion/cohesion promoter	U002	Adhesives and sealant chemicals.
F004	Binder
F005	Flux agent
F006	Sealant (barrier)
F007	Absorbent	U003	Adsorbents and absorbents.
F008	Adsorbent
F009	Dehydrating agent (desiccant)
F010	Drier
F011	Humectant
F012	Soil amendments (fertilizers)	U004	Agricultural chemicals (non-pesticidal).
F013	Anti-adhesive/cohesive	U005	Anti-adhesive agents.
F014	Dusting agent
F015	Bleaching agent	U006	Bleaching agents.
F016	Brightener
F017	Anti-scaling agent	U007	Corrosion inhibitors and anti-scaling agents.
F018	Corrosion inhibitor
F019	Dye	U008	Dyes.
F020	Fixing agent (mordant)
F021	Hardener	U009	Fillers.
F022	Filler
F023	Anti-static agent	U010	Finishing agents.
F024	Softener and conditioner
F025	Swelling agent
F026	Tanning agents not otherwise specified
F027	Waterproofing agent
F028	Wrinkle resisting agent
F029	Flame retardant	U011	Flame retardants.
F030	Fuel agents	U012	Fuels and fuel additives.
F031	Fuel
F032	Heat transferring agent	U013	Functional fluids (closed systems).
F033	Hydraulic fluids
F034	Insulators
F035	Refrigerants
F036	Anti-freeze agent	U014	Functional fluids (open systems).
F037	Intermediate	U015	Intermediates.
F038	Monomers
F039	Ion exchange agent	U016	Ion exchange agents.
F040	Anti-slip agent	U017	Lubricants and lubricant additives.
F041	Lubricating agent
F042	Deodorizer	U018	Odor agents.
F043	Fragrance
F044	Oxidizing agent	U019	Oxidizing/reducing agents.
F045	Reducing agent
F046	Photosensitive agent	U020	Photosensitive chemicals.
F047	Photosensitizers
F048	Semiconductor and photovoltaic agent
F049	UV stabilizer
F050	Opacifer	U021	Pigments.
F051	Pigment
F052	Plasticizer	U022	Plasticizers.
F053	Plating agent	U023	Plating agents and surface treating agents.
F054	Catalyst	U024	Process regulators.
F055	Chain transfer agent
F056	Chemical reaction regulator
F057	Crystal growth modifiers (nucleating agents)
F058	Polymerization promoter
F059	Terminator/Blocker
F060	Processing aids, specific to petroleum production	U025	Processing aids, specific to petroleum production.
F061	Antioxidant	U026	Processing aids, not otherwise listed.
F062	Chelating agent
F063	Defoamer
F064	pH regulating agent
F065	Processing aids not otherwise specified
F066	Energy Releasers (explosives, motive propellant)	U027	Propellants and blowing agents.
F067	Foamant
F068	Propellants, non-motive (blowing agents)
F069	Cloud-point depressant	U028	Solids separation agents.
F070	Flocculating agent
F071	Flotation agent
F072	Solids separation (precipitating) agent, not otherwise specified
F073	Cleaning agent	U029	Solvents (for cleaning or degreasing).
F074	Diluent	U030	Solvents (which become part of product formulation or mixture).
F075	Solvent
F076	Surfactant (surface active agent)	U031	Surface active agents.
F077	Emulsifier
F078	Thickening agent	U032	Viscosity adjustors.
F079	Viscosity modifiers
F080	Laboratory chemicals	U033	Laboratory chemicals.
F081	Dispersing agent	U034	Paint additives and coating additives not described by other categories.
F082	Freeze-thaw additive
F083	Surface modifier
F084	Wetting agent (non-aqueous)
F085	Aerating and deaerating agents	U999	Other (specify).
F086	Explosion inhibitor
F087	Fire extinguishing agent
F088	Flavoring and nutrient
F089	Anti-redeposition agent
F090	Anti-stain agent
F091	Anti-streaking agent
F092	Conductive agent
F093	Incandescent agent
F094	Magnetic element
F095	Anti-condensation agent
F096	Coalescing agent
F097	Film former
F098	Demulsifier
F099	Stabilizing agent
F100	Alloys
F101	Density modifier
F102	Elasticizer
F103	Flow promoter
F104	Sizing agent
F105	Solubility enhancer
F106	Vapor pressure modifiers
F107	Embalming agent
F108	Heat stabilizer
F109	Preservative
F110	Anti-caking agent
F111	Deflocculant
F112	Dust suppressant
F113	Impregnation agent
F114	Leaching agent
F115	Tracer
F116	X-ray absorber
F999	Other

For the 2020 submission period: (1) Use column A for chemical substances designated in 2019 as high priority for risk evaluation (those chemicals listed in Table 7 to paragraph(b)(4)(i)(C) and (2) use either column A or B for chemical substances not listed in Table 7 to paragraph (b)(4)(i)(C).

For the 2024 and future submission periods, use only column A.

Table 7 to Paragraph (b)(4)(i)(C)-CASRNs of Chemical Substances Designated as High Priority for Risk Evaluation Under TSCA Section 6(b) on December 30, 2019

CASRN	Chemical substance
106-46-7	p-Dichlorobenzene.
107-06-2	1,2-Dichloroethane.
156-60-5	trans-1,2-Dichloroethylene.
95-50-1	o-Dichlorobenzene.
79-00-5	1,1,2-Trichloroethane.
78-87-5	1,2-Dichloropropane.
75-34-3	1,1-Dichloroethane.
84-74-2	Dibutyl phthalate (DBP) (1,2-Benzene-dicarboxylic acid, 1,2-dibutyl ester).
85-68-7	Butyl benzyl phthalate (BBP)-1,2-Benzene-dicarboxylic acid, 1-butyl 2(phenylmethyl) ester.
117-81-7	Di-ethylhexyl phthalate (DEHP)-(1,2-Benzene-dicarboxylic acid, 1,2-bis(2-ethylhexyl) ester).
84-69-5	Di-isobutyl phthalate (DIBP)-(1,2-Benzene-dicarboxylic acid, 1,2-bis-(2methylpropyl) ester).
84-61-7	Dicyclohexyl phthalate.
79-94-7	4,4'-(1-Methylethylidene)bis[2,6-dibromophenol] (TBBPA).
115-96-8	Tris(2-chloroethyl) phosphate (TCEP).
115-86-6	Phosphoric acid, triphenyl ester (TPP).
106-93-4	Ethylene dibromide.
106-99-0	1,3-Butadiene.
1222-05-5	1,3,4,6,7,8-Hexahydro-4,6,6,7,8,8-hexamethylcyclopental[g]-2-benzopyran (HHCB).
50-00-0	Formaldehyde.
85-44-9	Phthalic anhydride.

(D) The estimated percentage, rounded off to the closest 10 percent, of total production volume of the reportable chemical substance associated with each combination of industrial processing or use operation, sector, and function category. Where a particular combination of industrial processing or use operation, sector, and function category accounts for less than 5 percent of the submitter's site's total production volume of a reportable chemical substance, the percentage must not be rounded off to 0 percent if the production volume attributable to that industrial processing or use operation, sector, and function category combination is 25,000 lb (11,340 kg) or more during the reporting year. Instead, in such a case, submitters must report the percentage, rounded off to the closest 1 percent, of the submitter's site's total production volume of the reportable chemical substance associated with the particular combination of industrial processing or use operation, sector, and function category.

(E) For each combination of industrial processing or use operation, sector, and function category, the submitter must estimate the number of sites at which each reportable chemical substance is processed or used. For each combination associated with each chemical substance, the submitter must select from among the ranges of sites listed in Table 8 to paragraph (b)(4)(i)(E) and report the corresponding code (i.e., S1 through S7):

Table 8 to Paragraph (b)(4)(i)(E)-Codes for Reporting Numbers of Sites

Code	Range
S1	Fewer than 10 sites.
S2	At least 10 but fewer than 25 sites.
S3	At least 25 but fewer than 100 sites.
S4	At least 100 but fewer than 250 sites.
S5	At least 250 but fewer than 1,000 sites.
S6	At least 1,000 but fewer than 10,000 sites.
S7	At least 10,000 sites.

(F) For each combination of industrial processing or use operation, sector, and function category, the submitter must estimate the number of workers reasonably likely to be exposed to each reportable chemical substance. For each combination associated with each chemical substance, the submitter must select from among the worker ranges listed in paragraph (b)(3)(vii) of this section and report the corresponding code (i.e., W1 though W8).

(ii)Consumer and commercial use information.

(A) Using the applicable codes listed in Table 9 to paragraph (b)(4)(ii)(A), submitters must designate the consumer and commercial product category(ies) that best describe the consumer and commercial products in which each reportable chemical substance is used (whether the recipient site(s) are controlled by the submitter site or not). For the 2020 submission period:

(1) Use column A in Table 9 to paragraph (b)(4)(ii)(A) for chemical substances designated in 2019 as high priority for risk evaluation (those chemicals listed in Table 7 to paragraph (b)(4)(i)(C); and

(2) Use either column A or B in Table 9 to paragraph (b)(4)(ii)(A) for chemical substances not listed in Table 7 to paragraph (b)(4)(i)(C). For the 2024 and future submission periods, use only column A in Table 9 to paragraph (b)(4)(ii)(A). If more than 10 codes apply to a chemical substance, submitters need only report the 10 codes for the chemical substance that cumulatively represent the largest percentage of the submitter's production volume for that chemical, measured by weight. If none of the listed consumer and commercial product categories accurately describes the consumer and commercial products in which each reportable chemical substance is used, the category "Other" may be used, and must include a description of the use.

Table 9 to Paragraph (b)(4)(ii)(A)-Codes for Reporting Consumer and Commercial Product Categories

Column A		Column B
Code	Category	Code	Category
Chemical Substances in Furnishing, Cleaning, Treatment Care Products
CC101	Construction and building materials covering large surface areas including stone, plaster, cement, glass and ceramic articles; fabrics, textiles, and apparel	C101	Floor coverings.
CC102	Furniture & furnishings including plastic articles (soft); leather articles	C102	Foam seating and bedding products.
CC103	Furniture & furnishings including stone, plaster, cement, glass and ceramic articles; metal articles; or rubber articles	C103	Furniture and furnishings not covered elsewhere.
CC104	Leather conditioner	C104	Fabric, textile, and leather products not covered elsewhere.
CC105	Leather tanning, dye, finishing, impregnation and care products
CC106	Textile (fabric) dyes
CC107	Textile finishing and impregnating/surface treatment products
CC108	All-purpose foam spray cleaner	C105	Cleaning and furnishing care products.
CC109	All-purpose liquid cleaner/polish
CC110	All-purpose liquid spray cleaner
CC111	All-purpose waxes and polishes
CC112	Appliance cleaners
CC113	Drain and toilet cleaners (liquid)
CC114	Powder cleaners (floors)
CC115	Powder cleaners (porcelain)
CC116	Dishwashing detergent (liquid/gel)	C106	Laundry and dishwashing products.
CC117	Dishwashing detergent (unit dose/granule)
CC118	Dishwashing detergent liquid (hand-wash)
CC119	Dry cleaning and associated products
CC120	Fabric enhancers
CC121	Laundry detergent (unit-dose/granule)
CC122	Laundry detergent (liquid)
CC123	Stain removers
CC124	Ion exchangers	C107	Water treatment products.
CC125	Liquid water treatment products
CC126	Solid/Powder water treatment products
CC127	Liquid body soap	C108	Personal care products.
CC128	Liquid hand soap
CC129	Solid bar soap
CC130	Air fresheners for motor vehicles	C109	Air care products.
CC131	Continuous action air fresheners
CC132	Instant action air fresheners
CC133	Anti-static spray	C110	Apparel and footwear care products.
CC134	Apparel finishing, and impregnating/surface treatment products
CC135	Insect repellent treatment
CC136	Pre-market waxes, stains, and polishes applied to footwear
CC137	Post-market waxes, and polishes applied to footwear (shoe polish)
CC138	Waterproofing and water-resistant sprays
Chemical Substances in Construction, Paint, Electrical, and Metal Products
CC201	Fillers and putties	C201	Adhesives and sealants.
CC202	Hot-melt adhesives
CC203	One-component caulks
CC204	Solder
CC205	Single-component glues and adhesives
CC206	Two-component caulks
CC207	Two-component glues and adhesives
CC208	Adhesive/Caulk removers	C202	Paints and coatings.
CC209	Aerosol spray paints
CC210	Lacquers, stains, varnishes and floor finishes
CC211	Paint strippers/removers
CC212	Powder coatings
CC213	Radiation curable coatings
CC214	Solvent-based paint
CC215	Thinners
CC216	Water-based paint
CC217	Construction and building materials covering large surface areas, including wood articles	C203	Building/construction materials-wood and engineered wood products.
CC218	Construction and building materials covering large surface areas, including paper articles; metal articles; stone, plaster, cement, glass and ceramic articles	C204	Building/construction materials not covered elsewhere.
CC219	Machinery, mechanical appliances, electrical/electronic articles	C205	Electrical and electronic products.
CC220	Other machinery, mechanical appliances, electronic/electronic articles
CC221	Construction and building materials covering large surface areas, including metal articles	C206	Metal products not covered elsewhere.
CC222	Electrical batteries and accumulators	C207	Batteries.
Chemical Substances in Packaging, Paper, Plastic, Toys, Hobby Products
CC990	Non-TSCA use	C301	Food packaging.
CC301	Packaging (excluding food packaging), including paper articles	C302	Paper products.
CC302	Other articles with routine direct contact during normal use, including paper articles
CC303	Packaging (excluding food packaging), including rubber articles; plastic articles (hard); plastic articles (soft)	C303	Plastic and rubber products not covered elsewhere.
CC304	Other articles with routine direct contact during normal use including rubber articles; plastic articles (hard)
CC305	Toys intended for children's use (and child dedicated articles), including fabrics, textiles, and apparel; or plastic articles (hard)	C304	Toys, playground, and sporting equipment.
CC306	Adhesives applied at elevated temperatures	C305	Arts, crafts, and hobby materials.
CC307	Cement/concrete
CC308	Crafting glue
CC309	Crafting paint (applied to body)
CC310	Crafting paint (applied to craft)
CC311	Fixatives and finishing spray coatings
CC312	Modelling clay
CC313	Correction fluid/tape	C306	Ink, toner, and colorant products.
CC314	Inks in writing equipment (liquid)
CC315	Inks used for stamps
CC316	Toner/Printer cartridge
CC317	Liquid photographic processing solutions	C307	Photographic supplies, film, and photochemicals.
Chemical Substances in Automotive, Fuel, Agriculture, Outdoor Use Products
CC401	Exterior car washes and soaps	C401	Automotive care products.
CC402	Exterior car waxes, polishes, and coatings
CC403	Interior car care
CC404	Touch up auto paint
CC405	Degreasers	C402	Lubricants and greases.
CC406	Liquid lubricants and greases
CC407	Paste lubricants and greases
CC408	Spray lubricants and greases
CC409	Anti-freeze liquids	C403	Anti-freeze and de-icing products.
CC410	De-icing liquids
CC411	De-icing solids
CC412	Lock de-icers/releasers
CC413	Cooking and heating fuels	C404	Fuels and related products.
CC414	Fuel additives
CC415	Vehicular or appliance fuels
CC416	Explosive materials	C405	Explosive materials.
CC417	Agricultural non-pesticidal products	C406	Agricultural products (non-pesticidal).
CC418	Lawn and garden care products	C407	Lawn and garden care products.
Chemical Substances in Products not Described by Other Codes
CC980	Other (specify)	C909	Other (specify).
CC990	Non-TSCA use	C980	Non-TSCA use.

For the 2020 submission period: (1) Use column A for chemical substances designated in 2019 as high priority for risk evaluation (those chemicals listed in Table 7 to paragraph (b)(4)(i)(C) and (2) use either column A or B for chemical substances not listed in Table 7 to paragraph (b)(4)(i)(C).

For the 2024 and future submission periods, use only column A.

(B) For each consumer and commercial product category reported under paragraph (b)(4)(ii)(A) of this section, the applicable code(s) described in paragraph (b)(4)(i)(C) of this section must be selected to designate the function category(ies) that best represents the specific manner in which the chemical substance is used. For the 2020 submission period:

(1) Use column A in Table 6 to paragraph (b)(4)(i)(C) for chemical substances designated in 2019 as high priority for risk evaluation (those chemicals listed in Table 7 to paragraph (b)(4)(i)(C); and

(2) Use either column A or B in Table 6 to paragraph (b)(4)(i)(C) for chemical substances not listed in Table 7 to paragraph (b)(4)(i)(C). For the 2024 and future submission periods, use only column A in Table 6 to paragraph (b)(4)(i)(C). A particular function category may need to be reported more than once, to the extent that a submitter reports more than one consumer or commercial product category (under paragraph (b)(4)(ii)(A) of this section) that applies to a given function category under this paragraph. If none of the listed function categories accurately describes a use of a chemical substance, the category "Other" may be used, and must include a description of the use.

(C) An indication, within each consumer and commercial product category reported under paragraph (b)(4)(ii)(A) of this section, whether the use is a consumer or a commercial use.

(D) Submitters must determine, within each consumer and commercial product category reported under paragraph (b)(4)(ii)(A) of this section, whether any amount of each reportable chemical substance manufactured (including imported) by the submitter is present in (for example, a plasticizer chemical substance used to make pacifiers) or on (for example, as a component in the paint on a toy) any consumer products intended for use by children age 14 or younger, regardless of the concentration of the chemical substance remaining in or on the product. Submitters must select from the following options: The chemical substance is used in or on any consumer products intended for use by children; the chemical substance is not used in or on any consumer products intended for use by children; or information as to whether the chemical substance is used in or on any consumer products intended for use by children is not known to or reasonably ascertainable by the submitter.

(E) The estimated percentage, rounded off to the closest 10 percent, of the submitter's site's total production volume of the reportable chemical substance associated with each consumer and commercial product category. Where a particular consumer and commercial product category accounts for less than 5 percent of the total production volume of a reportable chemical substance, the percentage must not be rounded off to 0 percent if the production volume attributable to that commercial and consumer product category is 25,000 lb (11,340 kg) or more during the reporting year. Instead, in such a case, submitters must report the percentage, rounded off to the closest 1 percent, of the submitter's site's total production volume of the reportable chemical substance associated with the particular consumer and commercial product category.

(F) Where the reportable chemical substance is used in consumer or commercial products, the estimated typical maximum concentration, measured by weight, of the chemical substance in each consumer and commercial product category reported under paragraph (b)(4)(ii)(A) of this section. For each chemical substance in each commercial and consumer product category reported under paragraph (b)(4)(ii)(A) of this section, submitters must select from among the ranges of concentrations listed in Table 3 to paragraph (b)(3)(viii) of this section and report the corresponding code (i.e., M1 through M5).

(G) Where the reportable chemical substance is used in a commercial product, the submitter must estimate the number of commercial workers reasonably likely to be exposed to each reportable chemical substance. For each combination associated with each substance, the submitter must select from among the worker ranges listed in Table 2 to paragraph (b)(3)(vii) of this section and report the corresponding code (i.e., W1 though W8).

40 C.F.R. §711.15

85 FR 20139, Apr. 9, 2020

85 FR 20140, 5/11/2020