37 C.F.R. § 1.445

Current through October 31, 2024
Section 1.445 - International application filing, processing and search fees
(a) The following fees and charges for international applications are established by law or by the director under the authority of 35 U.S.C. 376 :
(1) A transmittal fee (see35 U.S.C. 361(d) and PCT Rule 14) consisting of:
(i) A basic portion:
(A) For an international application having a receipt date that is on or after December 29, 2022:

Table 1 to Paragraph (a)(1)(i)(A)

By a micro entity (§ 1.29 )$52.00
By a small entity (§ 1.27(a) )104.00
By other than a small or micro entity260.00

(B) For an international application having a receipt date that is on or after October 2, 2020 and before December 29, 2022:

Table 2 to Paragraph (a)(1)(i)(B)

By a micro entity (§ 1.29 )$65.00
By a small entity (§ 1.27(a) )130.00
By other than a small or micro entity260.00

(C) For an international application having a receipt date that is on or after January 1, 2014, and before October 2, 2020:

Table 3 to Paragraph (a)(1)(i)(C)

By a micro entity (§ 1.29 )$60.00
By a small entity (§ 1.27(a) )120.00
By other than a small or micro entity240.00

(D) For an international application having a receipt date that is before January 1, 2014: $240.00
(ii) A non-electronic filing fee portion for any international application designating the United States of America that is filed on or after November 15, 2011, other than by the USPTO patent electronic filing system, except for a plant application:

Table 4 to Paragraph (a)(1)(ii)

By a small entity (§ 1.27(a) )$200.00
By other than a small entity400.00

(2) A search fee (see35 U.S.C. 361(d) and PCT Rule 16):
(i) For an international application having a receipt date that is on or after April 1, 2023:

Table 5 to Paragraph (a)(2)(i)

By a micro entity (§ 1.29 )$436.00
By a small entity (§ 1.27(a) )872.00
By other than a small or micro entity2,180.00

(ii) For an international application having a receipt date that is on or after October 2, 2020, and before April 1, 2023:

Table 6 to Paragraph (a)(2)(ii)

By a micro entity (§ 1.29 )$545.00
By a small entity (§ 1.27(a) )1,090.00
By other than a small or micro entity2,180.00

(iii) For an international application having a receipt date that is on or after January 1, 2014, and before October 2, 2020:

Table 7 to Paragraph (a)(2)(iii)

By a micro entity (§ 1.29 )$520.00
By a small entity (§ 1.27(a) )1,040.00
By other than a small or micro entity2,080.00

(iv) For an international application having a receipt date that is before January 1, 2014: $2,080.00
(3) A supplemental search fee when required, per additional invention:
(i) For an international application having a receipt date that is on or after April 1, 2023:

Table 8 to Paragraph (a)(3)(i)

By a micro entity (§ 1.29 )$436.00
By a small entity (§ 1.27(a) )872.00
By other than a small or micro entity2,180.00

(ii) For an international application having a receipt date that is on or after October 2, 2020 and before April 1, 2023:

Table 9 to Paragraph (a)(3)(ii)

By a micro entity (§ 1.29 )$545.00
By a small entity (§ 1.27(a) )1,090.00
By other than a small or micro entity2,180.00

(iii) For an international application having a receipt date that is on or after January 1, 2014, and before October 2, 2020:

Table 10 to Paragraph (a)(3)(iii)

By a micro entity (§ 1.29 )$520.00
By a small entity (§ 1.27(a) )1,040.00
By other than a small or micro entity2,080.00

(iv) For an international application having a receipt date that is before January 1, 2014: $2,080.00
(4) A fee equivalent to the transmittal fee in paragraph (a)(1) of this section that would apply if the USPTO was the Receiving Office for transmittal of an international application to the International Bureau for processing in its capacity as a Receiving Office (PCT Rule 19.4).
(5) Late furnishing fee for providing a sequence listing in response to an invitation under PCT Rule 13ter:

Table 11 to Paragraph (a)(5)

By a micro entity (§ 1.29 )$64.00
By a small entity (§ 1.27(a) )128.00
By other than a small or micro entity320.00

(6) Late payment fee pursuant to PCT Rule 16bis.2.
(b) The international filing fee shall be as prescribed in PCT Rule 15.

37 C.F.R. §1.445

78 FR 17107 , Mar. 20, 2013, as amended at 82 FR 52816 , Nov. 14, 2017; 85 FR 46990 , Aug. 3, 2020; 85 FR 58283 , Sept. 18, 2020; 88 FR 17157 , Mar. 22, 2023
82 FR 52816 , 1/16/2018; 85 FR 46990 , 10/2/2020; 85 FR 58283 , 10/2/2020; 88 FR 17157 , 3/22/2023

Part 2 is placed in the separate grouping of parts pertaining to trademarks regulations.

Part 6 is placed in the separate grouping of parts pertaining to trademarks regulations.

Part 7 is placed in the separate grouping of parts pertaining to trademarks regulations.

Part 1 is placed in the separate grouping of parts pertaining to patents regulations.

Part 3 pertaining to both patents and trademarks is placed in the grouping pertaining to patents regulations.

Part 4 is placed in the separate grouping of parts pertaining to patents regulations.

Part 5 is placed in the separate grouping of parts pertaining to patents regulations.