Section 555.201 - Prohibited transactions(a)E.O. 13882. All property and interests in property that are in the United States, that come within the United States, or that are or come within the possession or control of any U.S. person of the following persons are blocked and may not be transferred, paid, exported, withdrawn, or otherwise dealt in:(1) Any person determined by the Secretary of the Treasury, in consultation with the Secretary of State:(i) To be responsible for or complicit in, or to have directly or indirectly engaged in, any of the following in or in relation to Mali:(A) Actions or policies that threaten the peace, security, or stability of Mali;(B) Actions or policies that undermine democratic processes or institutions in Mali;(C) A hostile act in violation of, or an act that obstructs, including by prolonged delay, or threatens the implementation of, the 2015 Agreement on Peace and Reconciliation in Mali;(D) Planning, directing, sponsoring, or conducting attacks against local, regional, or state institutions, the Malian defense and security forces, any international security presences, the United Nations Multi-dimensional Integrated Stabilizations Mission in Mali peacekeepers, other United Nations or associated personnel, or any other peacekeeping operations;(E) Obstructing the delivery or distribution of, or access to, humanitarian assistance;(F) Planning, directing, or committing an act that violates international humanitarian law or that constitutes a serious human rights abuse or violation, including an act involving the targeting of civilians through the commission of an act of violence, abduction or enforced disappearance, forced displacement, or an attack on a school, hospital, religious site, or location where civilians are seeking refuge;(G) The use or recruitment of children by armed groups or armed forces in the context of the armed conflict in Mali;(H) The illicit production or trafficking of narcotics or their precursors originating or transiting through Mali;(I) Trafficking in persons, smuggling migrants, or trafficking or smuggling arms or illicitly acquired cultural property; or(J) Any transaction or series of transactions involving bribery or other corruption, such as the misappropriation of Malian public assets or expropriation of private assets for personal gain or political purposes;(ii) To have materially assisted, sponsored, or provided financial, material, or technological support for, or goods or services in support of, any person whose property and interests in property are blocked pursuant to this paragraph (a); or(iii) To be owned or controlled by, or to have acted or purported to act for or on behalf of, directly or indirectly, any person whose property and interests in property are blocked pursuant to this paragraph (a).(b) The prohibitions in paragraph (a) of this section include prohibitions on the following transactions:(1) The making of any contribution or provision of funds, goods, or services by, to, or for the benefit of any person whose property and interests in property are blocked pursuant to paragraph (a) of this section; and(2) The receipt of any contribution or provision of funds, goods, or services from any person whose property and interests in property are blocked pursuant to paragraph (a) of this section.(c) Unless authorized by this part or by a specific license expressly referring to this part, any dealing in securities (or evidence thereof) held within the possession or control of a U.S. person and either registered or inscribed in the name of, or known to be held for the benefit of, or issued by, any person whose property and interests in property are blocked pursuant to this section is prohibited. This prohibition includes the transfer (including the transfer on the books of any issuer or agent thereof), disposition, transportation, importation, exportation, or withdrawal of, or the endorsement or guaranty of signatures on, any securities on or after the effective date. This prohibition applies irrespective of the fact that at any time (whether prior to, on, or subsequent to the effective date) the registered or inscribed owner of any such securities may have or might appear to have assigned, transferred, or otherwise disposed of the securities.(d) The prohibitions of this section apply except to the extent provided by statutes, or in regulations, rulings, instructions, orders, directives, or licenses that may be issued pursuant to this part, and notwithstanding any contract entered into or any license or permit granted prior to the effective date.(e) All transactions prohibited pursuant to any Executive order issued after July 30, 2019 pursuant to the national emergency declared in E.O. 13882 of July 30, 2019 are prohibited pursuant to this part.Note 1 to § 555.201 : The names of persons designated or identified as blocked pursuant to E.O. 13882, or any further Executive orders issued pursuant to the national emergency declared therein, whose property and interests in property therefore are blocked pursuant to this section, are published in the FEDERAL REGISTER and incorporated into OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) using the following identifiers: for E.O. 13882: "MALI-EO13882"; and for any further Executive orders issued pursuant to the national emergency declared in E.O. 13882: using the identifier formulation "MALI-E.O.[E.O. number pursuant to which the person's property and interests in property are blocked]]." The SDN List is accessible through the following page on OFAC's website: www.treas.gov/sdn. Additional information pertaining to the SDN List can be found in appendix A to this chapter. See§ 555.411 concerning entities that may not be listed on the SDN List but whose property and interests in property are nevertheless blocked pursuant to this section.
Note 2 to § 555.201 : The International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.), in Section 203 (50 U.S.C. 1702 ), authorizes the blocking of property and interests in property of a person during the pendency of an investigation. The names of persons whose property and interests in property are blocked pending investigation pursuant to this section also are published in the FEDERAL REGISTER and incorporated into the SDN List using the following identifiers: for E.O. 13882 "[BPI-MALI-EO13882]"; and for any further Executive orders issued pursuant to the national emergency declared in E.O. 13882: "[BPI-MALI-E.O.[E.O. number pursuant to which the person's property and interests in property are blocked pending investigation]]."
Note 3 to § 555.201 : Sections 501.806 and 501.807 of this chapter describe the procedures to be followed by persons seeking, respectively, the unblocking of funds that they believe were blocked due to mistaken identity, or administrative reconsideration of their status as persons whose property and interests in property are blocked pursuant to this section.
85 FR 7223, 2/7/2020; 88 FR 52028, 8/7/2023