31 C.F.R. § 148 app A to Part 148

Current through September 30, 2024

Appendix A to Part 148 - File Structure for Qualified Financial Contract Records

Table A-1-Position-Level Data

	Field	Example	Instructions and data application	Definition	Validation
A1.1	As of date	2015-01-05	Provide data extraction date	YYYY-MM-DD
A1.2	Records entity identifier	999999999	Provide LEI for records entity. Information needed to review position-level data by records entity	Varchar(50)	Validated against CO.2.
A1.3	Position identifier	20058953	Provide a position identifier. Should be used consistently across all record entities within the corporate group. Use the unique transaction identifier if available. Information needed to readily track and distinguish positions	Varchar(100).
A1.4	Counterparty identifier	888888888	Provide a counterparty identifier. Use LEI if counterparty has one. Should be used consistently by all record entities within the corporate group. Information needed to identify counterparty by reference to Counterparty Master Table	Varchar(50)	Validated against CP.2.
A1.5	Internal booking location identifier	New York, New York	Provide office where the position is booked. Information needed to determine system on which the trade is booked and settled	Varchar(50)	Combination A1.2 + A1.5 + A1.6 should have a corresponding unique combination BL.2 + BL.3 + BL.4 entry in Booking Location Master Table.
A1.6	Unique booking unit or desk identifier	xxxxxx	Provide an identifier for unit or desk at which the position is booked. Information needed to help determine purpose of position	Varchar(50)	Combination A1.2 + A1.5 + A1.6 should have a corresponding unique combination BL.2 + BL.3 + BL.4 entry in Booking Location Master Table.
A1.7	Type of QFC	Credit, equity, foreign exchange, interest rate (including cross-currency), other commodity, securities repurchase agreement, securities lending, loan repurchase agreement, guarantee or other third party credit enhancement of a QFC	Provide type of QFC. Use unique product identifier if available. Information needed to determine the nature of the QFC	Varchar (100).
A1.7.1	Type of QFC covered by guarantee or other third party credit enhancement	Credit, equity, foreign exchange, interest rate (including cross-currency), other commodity, securities repurchase agreement, securities lending, or loan repurchase agreement	If QFC type is guarantee or other third party credit enhancement, provide type of QFC of the QFC that is covered by such guarantee or other third party credit enhancement. Use unique product identifier if available. If multiple asset classes are covered by the guarantee or credit enhancement, enter the asset classes separated by comma. If all the QFCs of the underlying QFC obligor identifier are covered by the guarantee or other third party credit enhancement, enter "All"	Varchar(500)	Only required if QFC type (A1.7) is a guarantee or other third party credit enhancement.
A1.7.2	Underlying QFC obligor identifier	888888888	If QFC type is guarantee or other third party credit enhancement, provide an identifier for the QFC obligor whose obligation is covered by the guarantee or other third party credit enhancement. Use LEI if underlying QFC obligor has one. Complete the counterparty master table with respect to a QFC obligor that is a non-affiliate	Varchar(50)	Only required if QFC asset type (A1.7) is a guarantee or other third party credit enhancement. Validated against CO.2 if affiliate or CP.2 if non-affiliate.
A1.8	Agreement identifier	xxxxxxxxx	Provide an identifier for the primary governing documentation, e.g., the master agreement or guarantee agreement, as applicable	Varchar(50)	Validated against A3.3.
A1.9	Netting agreement identifier	xxxxxxxxx	Provide an identifier for netting agreement. If this agreement is the same as provided in A1.8, use same identifier. Information needed to identify unique netting sets	Varchar(50)	Validated against A3.3.
A1.10	Netting agreement counterparty identifier	xxxxxxxxx	Provide a netting agreement counterparty identifier. Use same identifier as provided in A1.4 if counterparty and netting agreement counterparty are the same. Use LEI if netting agreement counterparty has one. Information needed to identify unique netting sets	Varchar(50)	Validated against CP.2.
A1.11	Trade date	2014-12-20	Provide trade or other commitment date for the QFC. Information needed to determine when the entity's rights and obligations regarding the position originated	YYYY-MM-DD.
A1.12	Termination date	2014-03-31	Provide date the QFC terminates or is expected to terminate, expire, mature, or when final performance is required. Information needed to determine when the entity's rights and obligations regarding the position are expected to end	YYYY-MM-DD.
A1.13	Next call, put, or cancellation date	2015-01-25	Provide next call, put, or cancellation date	YYYY-MM-DD.
A1.14	Next payment date	2015-01-25	Provide next payment date	YYYY-MM-DD.
A1.15	Local Currency Of Position	USD	Provide currency in which QFC is denominated. Use ISO currency code	Char(3).
A1.16	Current market value of the position in local currency	995000	Provide current market value of the position in local currency. In the case of a guarantee or other third party credit enhancements, provide the current mark-to-market expected value of the exposure. Information needed to determine the current size of the obligation or benefit associated with the QFC	Num (25,5).
A1.17	Current market value of the position in U.S. dollars	995000	In the case of a guarantee or other third party credit enhancements, provide the current mark-to-market expected value of the exposure. Information needed to determine the current size of the obligation/benefit associated with the QFC	Num (25,5).
A1.18	Asset Classification	1	Provide fair value asset classification under GAAP, IFRS, or other accounting principles or standards used by records entity. Provide "1" for Level 1, "2" for Level 2, or "3" for Level 3. Information needed to assess fair value of the position	Char(1).
A1.19	Notional or principal amount of the position in local currency	1000000	Provide the notional or principal amount, as applicable, in local currency. In the case of a guarantee or other third party credit enhancement, provide the maximum possible exposure. Information needed to help evaluate the position	Num (25,5).
A1.20	Notional or principal amount of the position In U.S. dollars	1000000	Provide the notional or principal amount, as applicable, in U.S. dollars. In the case of a guarantee or other third party credit enhancements, provide the maximum possible exposure. Information needed to help evaluate the position	Num (25,5).
A1.21	Covered by third-party credit enhancement agreement (for the benefit of the records entity)?	Y/N	Indicate whether QFC is covered by a guarantee or other third-party credit enhancement. Information needed to determine credit enhancement	Char(1)	Should be "Y" or "N.
A1.21.1	Third-party credit enhancement provider identifier (for the benefit of the records entity)	999999999	If QFC is covered by a guarantee or other third-party credit enhancement, provide an identifier for provider. Use LEI if available. Complete the counterparty master table with respect to a provider that is a non-affiliate	Varchar(50)	Required if A1.21 is "Y". Validated against CP.2.
A1.21.2	Third-party credit enhancement agreement identifier (for the benefit of the records entity)	4444444	If QFC is covered by a guarantee or other third-party credit enhancement, provide an identifier for the agreement	Varchar(50)	Required if A1.21 is "Y." Validated against A3.3.
A1.21.3	Covered by third-party credit enhancement agreement (for the benefit of the counterparty)?	Y/N	Indicate whether QFC is covered by a guarantee or other third-party credit enhancement. Information needed to determine credit enhancement	Char(1)	Should be "Y" or "N.
A1.21.4	Third-party credit enhancement provider identifier (for the benefit of the counterparty)	999999999	If QFC is covered by a guarantee or other third-party credit enhancement, provide an identifier for provider. Use LEI if available. Complete the counterparty master table with respect to a provider that is a non-affiliate	Varchar(50)	Required if A1.21.3 is "Y". Validated against CO.2 or CP.2.
A1.21.5	Third-party credit enhancement agreement identifier (for the benefit of the counterparty)	4444444	If QFC is covered by a guarantee or other third-party credit enhancement, provide an identifier for agreement	Varchar(50)	Required if A1.21.3 is "Y". Validated against A3.3.
A1.22	Related position of records entity	3333333	Use this field to link any related positions of the records entity. All positions that are related to one another should have same designation in this field	Varchar(100).
A1.23	Reference number for any related loan	9999999	Provide a unique reference number for any loan held by the records entity or a member of its corporate group related to the position (with multiple entries delimited by commas)	Varchar(500).
A1.24	Identifier of the lender of the related loan	999999999	For any loan recorded in A1.23, provide identifier for records entity or member of its corporate group that holds any related loan. Use LEI if entity has one	Varchar(500).

Table A-2-Counterparty Netting Set Data

	Field	Example	Instructions and data application	Definition	Validation
A2.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD.
A2.2	Records entity identifier	999999999	Provide the LEI for the records entity	Varchar(50)	Validated against CO.2.
A2.3	Netting agreement counterparty identifier	888888888	Provide an identifier for the netting agreement counterparty. Use LEI if counterparty has one	Varchar(50)	Validated against CP.2.
A2.4	Netting agreement identifier	xxxxxxxxx	Provide an identifier for the netting agreement	Varchar(50)	Validated against A3.3.
A2.4.1	Underlying QFC obligor identifier	888888888	Provide identifier for underlying QFC obligor if netting agreement is associated with a guarantee or other third party credit enhancement. Use LEI if available	Varchar(50)	Validated against CO.2 or CP.2.
A2.5	Covered by third-party credit enhancement agreement (for the benefit of the records entity)?	Y/N	Indicate whether the positions subject to the netting set agreement are covered by a third-party credit enhancement agreement	Char(1)	Should be "Y" or "N."
A2.5.1	Third-party credit enhancement provider identifier (for the benefit of the records entity)	999999999	Use LEI if available. Information needed to identity third-party credit enhancement provider	Varchar(50)	Required if A2.5 is "Y". Validated against CP.2.
A2.5.2	Third-party credit enhancement agreement identifier (for the benefit of the records entity)	4444444		Varchar(50)	Required if A2.5 is "Y". Validated against A3.3.
A2.5.3	Covered by third-party credit enhancement agreement (for the benefit of the counterparty)?	Y/N	Information needed to determine credit enhancement	Char(1)	Should be "Y" or "N.
A2.5.4	Third-party credit enhancement provider identifier (for the benefit of the counterparty)	999999999	Use LEI if available. Information needed to identity third-party credit enhancement provider	Varchar(50)	Required if A2.5.3 is "Y". Should be a valid entry in the Counterparty Master Table. Validated against CP.2.
A2.5.5	Third-party credit enhancement agreement identifier (for the benefit of the counterparty)	4444444	Information used to determine guarantee or other third-party credit enhancement	Varchar(50)	Required if A2.5.3 is "Y". Validated against A3.3.
A2.6	Aggregate current market value in U.S. dollars of all positions under this netting agreement	-1000000	Information needed to help evaluate the positions subject to the netting agreement	Num (25,5)	Market value of all positions in A1 for the given netting agreement identifier should be equal to this value. A2.6 = A2.7 + A2.8.
A2.7	Current market value in U.S. dollars of all positive positions, as aggregated under this netting agreement	3000000	Information needed to help evaluate the positions subject to the netting agreement	Num (25,5)	Market value of all positive positions in A1 for the given netting agreement identifier should be equal to this value. A2.6 = A2.7 + A2.8.
A2.8	Current market value in U.S. dollars of all negative positions, as aggregated under this netting agreement	-4000000	Information needed to help evaluate the positions subject to the netting agreement	Num (25,5)	Market value of all negative positions in A1 for the given Netting Agreement Identifier should be equal to this value. A2.6 = A2.7 + A2.8.
A2.9	Current market value in U.S. dollars of all collateral posted by records entity, as aggregated under this netting agreement	950000	Information needed to determine the extent to which collateral has been provided by records entity	Num (25,5)	Market value of all collateral posted by records entity for the given netting agreement Identifier should be equal to sum of all A4.9 for the same netting agreement identifier in A4.
A2.10	Current market value in U.S. dollars of all collateral posted by counterparty, as aggregated under this netting agreement	50000	Information needed to determine the extent to which collateral has been provided by counterparty	Num (25,5)	Market value of all collateral posted by counterparty for the given netting agreement identifier should be equal to sum of all A4.9 for the same netting agreement identifier in A4.
A2.11	Current market value in U.S. dollar of all collateral posted by records entity that is subject to re-hypothecation, as aggregated under this netting agreement	950000	Information needed to determine the extent to which collateral has been provided by records entity	Num (25,5).
A2.12	Current market value in U.S. dollars of all collateral posted by counterparty that is subject to re-hypothecation, as aggregated under this netting agreement	950000	Information needed to determine the extent to which collateral has been provided by records entity	Num (25,5).
A2.13	Records entity collateral-net	950000	Provide records entity's collateral excess or deficiency with respect to all of its positions, as determined under each applicable agreement, including thresholds and haircuts where applicable	Num (25,5)	Should be less than or equal to A2.9.
A2.14	Counterparty collateral-net	950000	Provide counterparty's collateral excess or deficiency with respect to all of its positions, as determined under each applicable agreement, including thresholds and haircuts where applicable	Num (25,5)	Should be less than or equal to A2.10.
A2.15	Next margin payment date	2015-11-05	Provide next margin payment date for position	YYYY-MM-DD.
A2.16	Next margin payment amount in U.S. dollars	150000	Use positive value if records entity is due a payment and use negative value if records entity has to make the payment	Num (25,5).
A2.17	Safekeeping agent identifier for records entity	888888888	Provide an identifier for the records entity's safekeeping agent, if any. Use LEI if safekeeping agent has one	Varchar(50)	Validated against SA.2.
A2.18	Safekeeping agent identifier for counterparty	888888888	Provide an identifier for the counterparty's safekeeping agent, if any. Use LEI if safekeeping agent has one	Varchar(50)	Validated against SA.2.

Table A-3-Legal Agreements

	Field	Example	Instructions and data application	Definition	Validation
A3.1	As Of Date	2015-01-05	Data extraction date	YYYY-MM-DD.
A3.2	Records entity identifier	999999999	Provide LEI for records entity	Varchar(50)	Validated against CO.2.
A3.3	Agreement identifier	xxxxxx	Provide identifier for each master agreement, governing document, netting agreement or third-party credit enhancement agreement	Varchar(50).
A3.4	Name of agreement or governing document	ISDA Master 1992 or Guarantee Agreement or Master Netting Agreement	Provide name of agreement or governing document	Varchar(50).
A3.5	Agreement date	2010-01-25	Provide the date of the agreement	YYYY-MM-DD.
A3.6	Agreement counterparty identifier	888888888	Use LEI if counterparty has one. Information needed to identify counterparty	Varchar(50)	Validated against field CP.2.
A3.6.1	Underlying QFC obligor identifier	888888888	Provide underlying QFC obligor identifier if document identifier is associated with a guarantee or other third party credit enhancement. Use LEI if underlying QFC obligor has one	Varchar(50)	Validated against CO.2 or CP.2.
A3.7	Agreement governing law	New York	Provide law governing contract disputes	Varchar(50).
A3.8	Cross-default provision?	Y/N	Specify whether agreement includes default or other termination event provisions that reference an entity not a party to the agreement ("cross-default Entity"). Information needed to determine exposure to affiliates or other entities	Char(1)	Should be "Y" or "N.
A3.9	Identity of cross-default entities	777777777	Provide identity of any cross-default entities referenced in A3.8. Use LEI if entity has one. Information needed to determine exposure to other entities	Varchar(500)	Required if A3.8 is "Y". ID should be a valid entry in Corporate Org Master Table or Counterparty Master Table, if applicable. Multiple entries comma separated.
A3.10	Covered by third-party credit enhancement agreement (for the benefit of the records entity)?	Y/N	Information needed to determine credit enhancement	Char(1)	Should be "Y" or "N."
A3.11	Third-party credit enhancement provider identifier (for the benefit of the records entity)	999999999	Use LEI if available. Information needed to identity Third-Party Credit Enhancement Provider	Varchar(50)	Required if A3.10 is "Y". Should be a valid entry in the Counterparty Master Table. Validated against CP.2.
A3.12	Associated third-party credit enhancement agreement document identifier (for the benefit of the records entity)	33333333	Information needed to determine credit enhancement	Varchar(50)	Required if A3.10 is "Y". Validated against field A3.3.
A3.12.1	Covered by third-party credit enhancement agreement (for the benefit of the counterparty)?	Y/N	Information needed to determine credit enhancement	Char(1)	Should be "Y" or "N."
A3.12.2	Third-party credit enhancement provider identifier (for the benefit of the counterparty)	999999999	Use LEI if available. Information needed to identity Third-Party Credit Enhancement Provider	Varchar(50)	Required if A3.12.1 is "Y". Should be a valid entry in the Counterparty Master. Validated against CP.2.
A3.12.3	Associated third-party credit enhancement agreement document identifier (for the benefit of the counterparty)	33333333	Information needed to determine credit enhancement	Varchar(50)	Required if A3.12.1 is "Y". Validated against field A3.3.
A3.13	Counterparty contact information: name	John Doe & Co	Provide contact name for counterparty as provided under notice section of agreement	Varchar(200).
A3.14	Counterparty contact information: address	123 Main St, City, State Zip code	Provide contact address for counterparty as provided under notice section of agreement	Varchar(100).
A3.15	Counterparty contact information: phone	1-999-999-9999	Provide contact phone number for counterparty as provided under notice section of agreement	Varchar(50).
A3.16	Counterparty's contact information: email address	Jdoe@JohnDoe.com	Provide contact email address for counterparty as provided under notice section of agreement	Varchar(100).

Table A-4-Collateral Detail Data

	Field	Example	Instructions and data application	Definition	Validation
A4.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD.
A4.2	Records entity identifier	999999999	Provide LEI for records entity	Varchar(50)	Validated against CO.2.
A4.3	Collateral posted/collateral received flag	P/N	Enter "P" if collateral has been posted by the records entity. Enter "R" for collateral received by Records Entity	Char(1).
A4.4	Counterparty identifier	888888888	Provide identifier for counterparty. Use LEI if counterparty has one	Varchar(50)	Validated against CP.2.
A4.5	Netting agreement identifier	xxxxxxxxx	Provide identifier for applicable netting agreement	Varchar(50)	Validated against field A3.3.
A4.6	Unique collateral item identifier	CUSIP/ISIN	Provide identifier to reference individual collateral posted	Varchar(50).
A4.7	Original face amount of collateral item in local currency	1500000	Information needed to evaluate collateral sufficiency and marketability	Num (25,5)
A4.8	Local currency of collateral item	USD	Use ISO currency code	Char(3).
A4.9	Market value amount of collateral item in U.S. dollars	850000	Information needed to evaluate collateral sufficiency and marketability and to permit aggregation across currencies	Num (25,5)	Market value of all collateral posted by Records Entity or Counterparty A2.9 or A2.10 for the given netting agreement identifier should be equal to sum of all A4.9 for the same netting agreement identifier in A4.
A4.10	Description of collateral item	U.S. Treasury Strip, maturity 2020/6/30	Information needed to evaluate collateral sufficiency and marketability	Varchar(200).
A4.11	Asset classification	1	Provide fair value asset classification for the collateral item under GAAP, IFRS, or other accounting principles or standards used by records entity. Provide "1" for Level 1, "2" for Level 2, or "3" for Level 3	Char(1)	Should be "1" or "2" or "3."
A4.12	Collateral or portfolio segregation status	Y/N	Specify whether the specific item of collateral or the related collateral portfolio is segregated from assets of the safekeeping agent	Char(1)	Should be "Y" or "N."
A4.13	Collateral location	ABC broker-dealer (in safekeeping account of counterparty)	Provide location of collateral posted	Varchar(200).
A4.14	Collateral jurisdiction	New York, New York	Provide jurisdiction of location of collateral posted	Varchar(50).
A4.15	Is collateral re-hypothecation allowed?	Y/N	Information needed to evaluate exposure of the records entity to the counterparty or vice-versa for re-hypothecated collateral	Char(1)	Should be "Y" or "N."

Corporate Organization Master Table¹

	Field	Example	Instructions and data application	Definition	Validation
CO.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD.
CO.2	Entity identifier	888888888	Provide unique identifier. Use LEI if available. Information needed to identify entity	Varchar(50)	Should be unique across all record entities.
CO.3	Has LEI been used for entity identifier?	Y/N	Specify whether the entity identifier provided is an LEI	Char(1)	Should be "Y" or "N."
CO.4	Legal name of entity	John Doe & Co	Provide legal name of entity	Varchar(200).
CO.5	Immediate parent entity identifier	77777777	Use LEI if available. Information needed to complete org structure	Varchar(50).
CO.6	Has LEI been used for immediate parent entity identifier?	Y/N	Specify whether the immediate parent entity identifier provided is an LEI	Char(1)	Should be "Y" or "N."
CO.7	Legal name of immediate parent entity	John Doe & Co	Information needed to complete org structure	Varchar(200).
CO.8	Percentage ownership of immediate parent entity in the entity	100.00	Information needed to complete org structure	Num (5,2).
CO.9	Entity type	Subsidiary, foreign branch, foreign division	Information needed to complete org structure	Varchar(50).
CO.10	Domicile	New York, New York	Enter as city, state or city, foreign country	Varchar(50).
CO.11	Jurisdiction under which incorporated or organized	New York	Enter as state or foreign jurisdiction	Varchar(50).
CO.12	Reporting status	REN	Indicate one of the following, as appropriate, given status of entity under the this part. Information needed to validate compliance with the requirements of this part REN = Records entity (reporting). NFC= Non-financial company (not reporting) EXC = Excluded entity (not reporting) ZER = Records entity with 0 QFCs (not reporting) DEM = Records entity de minimis exemption (not reporting) OTH = Records entity using another exemption (not reporting)	Char(3)	Should be "REN" or "NFC" or "EXC" or "DEM" or "ZER" or "OTH."

¹ Foreign branches and divisions shall be separately identified to the extent they are identified in an entity's reports to its PFRAs.

Counterparty Master Table

	Field	Example	Instructions and data application	Definition	Validation
CP.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD.
CP.2	Counterparty identifier	888888888	Use LEI if counterparty has one. Should be used consistently across all records entities within a corporate group. The counterparty identifier shall be the global legal entity identifier if one has been issued to the entity. If a counterparty transacts with the records entity through one or more separate foreign branches or divisions and any such branch or division does not have its own unique global legal entity identifier, the records entity must include additional identifiers, as appropriate to enable the FDIC to aggregate or disaggregate the data for each counterparty and for each entity with the same ultimate parent entity as the counterparty	Varchar(50).
CP.3	Has LEI been used for counterparty identifier?	Y/N	Indicate whether the counterparty identifier is an LEI	Char(1)	Should be "Y" or "N."
CP.4	Legal name of counterparty	John Doe & Co	Information needed to identify and, if necessary, communicate with counterparty	Varchar(200).
CP.5	Domicile	New York, New York	Enter as city, state or city, foreign country	Varchar(50).
CP.6	Jurisdiction under which incorporated or organized	New York	Enter as state or foreign jurisdiction	Varchar(50).
CP.7	Immediate parent entity identifier	77777777	Provide an identifier for the parent entity that directly controls the counterparty. Use LEI if immediate parent entity has one	Varchar(50).
CP.8	Has LEI been used for immediate parent entity identifier?	Y/N	Indicate whether the immediate parent entity identifier is an LEI	Char(1)	Should be "Y" or "N."
CP.9	Legal name of immediate parent entity	John Doe & Co	Information needed to identify and, if necessary, communicate with counterparty	Varchar(200).
CP.10	Ultimate parent entity identifier	666666666	Provide an identifier for the parent entity that is a member of the corporate group of the counterparty that is not controlled by another entity. Information needed to identify counterparty. Use LEI if ultimate parent entity has one	Varchar(50)
CP.11	Has LEI been used for ultimate parent entity identifier?	Y/N	Indicate whether the ultimate parent entity identifier is an LEI	Char(1)	Should be "Y" or "N."
CP.12	Legal name of ultimate parent entity	John Doe & Co	Information needed to identify and, if necessary, communicate with counterparty	Varchar(100).

Booking Location Master Table

	Field	Example	Instructions and data application	Definition	Validation
BL.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD.
BL.2	Records entity identifier	999999999	Provide LEI	Varchar(50)	Should be a valid entry in the Corporate Org Master Table.
BL.3	Internal booking location identifier	New York, New York	Provide office where the position is booked. Information needed to determine the headquarters or branch where the position is booked, including the system on which the trade is booked, as well as the system on which the trade is settled	Varchar(50).
BL.4	Unique booking unit or desk identifier	xxxxxx	Provide unit or desk at which the position is booked. Information needed to help determine purpose of position	Varchar(50).
BL.5	Unique booking unit or desk description	North American trading desk	Additional information to help determine purpose of position	Varchar(50).
BL.6	Booking unit or desk contact-phone	1-999-999-9999	Information needed to communicate with the booking unit or desk	Varchar(50).
BL.7	Booking unit or desk contact-email	Desk@Desk.com	Information needed to communicate with the booking unit or desk	Varchar(100).

Safekeeping Agent Master Table

	Field	Example	Instructions and data application	Definition	Validation
SA.1	As of date	2015-01-05	Data extraction date	YYYY-MM-DD
SA.2	Safekeeping agent identifier	888888888	Provide an identifier for the safekeeping agent. Use LEI if safekeeping agent has one	Varchar(50).
SA.3	Legal name of safekeeping agent	John Doe & Co	Information needed to identify and, if necessary, communicate with the safekeeping agent	Varchar(200).
SA.4	Point of contact-name	John Doe	Information needed to identify and, if necessary, communicate with the safekeeping agent	Varchar(200).
SA.5	Point of contact-address	123 Main St, City, State Zip Code	Information needed to identify and, if necessary, communicate with the safekeeping agent	Varchar(100).
SA.6	Point of contact-phone	1-999-999-9999	Information needed to identify and, if necessary, communicate with the safekeeping agent	Varchar(50).
SA.7	Point of contact-email	Jdoe@JohnDoe.com	Information needed to identify and, if necessary, communicate with the safekeeping agent	Varchar(100).

Details of Formats

Format	Content in brief	Additional explanation	Examples
YYYY-MM-DD	Date	YYYY = four digit date, MM = 2 digit month, DD = 2 digit date	2015-11-12
Num (25,5)	Up to 25 numerical characters including 5 decimals	Up to 20 numerical characters before the decimal point and up to 5 numerical characters after the decimal point. The dot character is used to separate decimals	1352.67 12345678901234567890.12345 0 -20000.25 -0.257
Char(3)	3 alphanumeric characters	The length is fixed at 3 alphanumeric characters	USD X1X 999
Varchar(25)	Up to 25 alphanumeric characters	The length is not fixed but limited at up to 25 alphanumeric characters	asgaGEH3268EFdsagtTRCF543

31 C.F.R. 148 app A to Part 148

81 FR 75658, 12/30/2016