31 C.F.R. § 19.365

Current through November 30, 2024
Section 19.365 - What must I do if I learn of information required under Section 19.355 after entering into a covered transaction with a higher tier participant?

At any time after you enter into a lower tier covered transaction with a person at a higher tier, you must provide immediate written notice to that person if you learn either that-

(a) You failed to disclose information earlier, as required by § 19.355 ; or
(b) Due to changed circumstances, you or any of the principals for the transaction now meet any of the criteria in § 19.355 .

31 C.F.R. §19.365