Current through November 30, 2024
Section 1006.425 - When do I check to see if a person is excluded or disqualified?As an agency official, you must check to see if a person is excluded or disqualified before you-
(a) Enter into a primary tier covered transaction;(b) Approve a principal in a primary tier covered transaction;(c) Approve a lower tier participant if agency approval of the lower tier participant is required; or(d) Approve a principal in connection with a lower tier transaction if agency approval of the principal is required.