Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSION
Part 279 - FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
Section 279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement

17 C.F.R. § 279.1

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Current through October 31, 2024
Section 279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement

This form shall be filed pursuant to Rule 203-1 (§ 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§ 275.204-1 of this chapter).

17 C.F.R. §279.1

44 FR 21008, Apr. 9, 1979
81 FR 60457, 9/1/2016

For FEDERAL REGISTER citations affecting Form ADV, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.