17 C.F.R. § 260.4d-12

Current through October 31, 2024

Section 260.4d-12 - Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 ( Section 230.240)

Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.

17 C.F.R. §260.4d-12

82 FR 10707 , Feb. 15, 2017

82 FR 10707, 2/15/2017