17 C.F.R. § 247.781

Current through October 31, 2024

Section 247.781 - Exemption from the definition of "broker" for banks for a limited period of time

A bank is exempt from the definition of the term "broker" under section 3(a)(4) of the Act (15 U.S.C. 78c(a)(4) ) until the first day of its first fiscal year commencing after September 30, 2008.

17 C.F.R. §247.781