Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 242 - REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
REGULATION SE-REGISTRATION AND REGULATION OF SECURITY-BASED SWAP EXECUTION FACILITIES
Section 242.827 - Core Principle 10-Antitrust considerations

17 C.F.R. § 242.827

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Current through September 30, 2024
Section 242.827 - Core Principle 10-Antitrust considerations

Unless necessary or appropriate to achieve the purposes of the Act, the security-based swap execution facility shall not:

(a) Adopt any rules or take any actions that result in any unreasonable restraint of trade; or
(b) Impose any material anticompetitive burden on trading or clearing.

17 C.F.R. §242.827

88 FR 87285, 2/13/2024