17 C.F.R. § 242.505

Current through November 30, 2024
Section 242.505 - Exclusion for news media

No provision of this Regulation AC shall apply to any person who:

(a) Is the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation; and
(b) Is not registered or required to be registered with the Commission as a broker or dealer or investment adviser.

17 C.F.R. §242.505