17 C.F.R. § 240.16a-13
Current through November 30, 2024
A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.
17 C.F.R. §240.16a-13