17 C.F.R. § 240.15Aa-1

Current through October 31, 2024
Section 240.15Aa-1 - Registration of a national or an affiliated securities association

Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X-15AA-1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith.

17 C.F.R. §240.15Aa-1

13 FR 8209, Dec. 22, 1948. Redesignated at 30 FR 11851, Sept. 16, 1965

Sec. 15A, 52 Stat. 1070; 15 U.S.C. 78o-3