Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934Subpart A - RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934REGULATION 15D: REPORTS OF REGISTRANTS UNDER THE SECURITIES ACT OF 1933
NATIONAL AND AFFILIATED SECURITIES ASSOCIATIONS
Section 240.15Aa-1 - Registration of a national or an affiliated securities association

17 C.F.R. § 240.15Aa-1

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Current through September 30, 2024
Section 240.15Aa-1 - Registration of a national or an affiliated securities association

Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X-15AA-1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith.

17 C.F.R. §240.15Aa-1

13 FR 8209, Dec. 22, 1948. Redesignated at 30 FR 11851, Sept. 16, 1965

Sec. 15A, 52 Stat. 1070; 15 U.S.C. 78o-3