Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934Subpart A - RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934
MISCELLANEOUS EXEMPTIONS
Section 240.3a55-3 - Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade

17 C.F.R. § 240.3a55-3

Download
PDF
Current through November 30, 2024
Section 240.3a55-3 - Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade

When a contract of sale for future delivery on a security index is traded on or subject to the rules of a foreign board of trade, such index shall not be a narrow-based security index if it would not be a narrow-based security index if a futures contract on such index were traded on a designated contract market or registered derivatives transaction execution facility.

17 C.F.R. §240.3a55-3

66 FR 44514 , Aug. 23, 2001