Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 239 - FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart B - FORMS PERTAINING TO EXEMPTIONS
Section 239.200 - Form 1-E, notification under Regulation E

17 C.F.R. § 239.200

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Section 239.200 - Form 1-E, notification under Regulation E

This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230 .610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

17 C.F.R. §239.200

49 FR 35347, Sept. 7, 1984

Secs 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. 77c(b) and (c) ; sec. 38 , Investment Company Act of 1940 (15 U.S.C. 80a-37 )

For FEDERAL REGISTER citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.