17 C.F.R. § 232.103

Current through November 30, 2024
Section 232.103 - Liability for transmission errors or omissions in documents filed via EDGAR

An electronic filer shall not be subject to the liability and anti-fraud provisions of the federal securities laws with respect to an error or omission in an electronic filing resulting solely from electronic transmission errors beyond the control of the filer, where the filer corrects the error or omission by the filing of an amendment in electronic format as soon as reasonably practicable after the electronic filer becomes aware of the error or omission.

17 C.F.R. §232.103

65 FR 24800 , Apr. 27, 2000