GENERAL

Section 230.100 - Definitions of terms used in the rules and regulations
Section 230.110 - Business hours of the Commission
Section 230.111 - Payment of filing fees
Section 230.120 - Inspection of registration statements
Section 230.122 - Non-disclosure of information obtained in the course of examinations and investigations
Section 230.130 - Definition of "rules and regulations" as used in certain sections of the Act
Section 230.131 - Definition of security issued under governmental obligations
Section 230.132 - Definition of "common trust fund" as used in section 3(a)(2) of the Act
Section 230.133 - Definition for purposes of section 5 of the Act, of "sale", "offer", "offer to sell", and "offer for sale"
Section 230.134 - Communications not deemed a prospectus
Section 230.134a - Options material not deemed a prospectus
Section 230.134b - Statements of additional information
Section 230.135 - Notice of proposed registered offerings
Section 230.135a - Generic advertising
Section 230.135b - Materials not deemed an offer to sell or offer to buy nor a prospectus
Section 230.135c - Notice of certain proposed unregistered offerings
Section 230.135d - Communications involving security-based swaps
Section 230.135e - Offshore press conferences, meetings with issuer representatives conducted offshore, and press-related materials released offshore
Section 230.136 - Definition of certain terms in relation to assessable stock
Section 230.137 - Publications or distributions of research reports by brokers or dealers that are not participating in an issuer's registered distribution of securities
Section 230.138 - Publications or distributions of research reports by brokers or dealers about securities other than those they are distributing
Section 230.139 - Publications or distributions of research reports by brokers or dealers distributing securities
Section 230.139a - Publications by brokers or dealers distributing asset-backed securities
Section 230.139b - Publications or distributions of covered investment fund research reports by brokers or dealers distributing securities
Section 230.140 - Definition of "distribution" in section 2(11) for certain transactions
Section 230.141 - Definition of "commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions" in section 2(11), for certain transactions
Section 230.142 - Definition of "participates" and "participation," as used in section 2(11), in relation to certain transactions
Section 230.143 - Definition of "has purchased", "sells for", "participates", and "participation", as used in section 2(11), in relation to certain transactions of foreign governments for war purposes
Section 230.144 - Persons deemed not to be engaged in a distribution and therefore not underwriters
Section 230.144A - Private resales of securities to institutions
Section 230.145 - Reclassification of securities, mergers, consolidations and acquisitions of assets
Section 230.145a - Business combinations with reporting shell companies
Section 230.146 - Rules under section 18 of the Act
Section 230.147 - Intrastate offers and sales
Section 230.147A - Intrastate sales exemption
Section 230.148 - Exemption from general solicitation or general advertising
Section 230.149 - Definition of "exchanged" in section 3(a)(9), for certain transactions
Section 230.150 - Definition of "commission or other remuneration" in section 3(a)(9), for certain transactions
Section 230.151 - Safe harbor definition of certain "annuity contracts or optional annuity contracts" within the meaning of section 3(a)(8)
Section 230.152 - Integration
Section 230.152a - Offer or sale of certain fractional interests
Section 230.153 - Definition of "preceded by a prospectus" as used in section 5(b)(2) of the Act, in relation to certain transactions
Section 230.153a - Definition of "preceded by a prospectus" as used in section 5(b)(2) of the Act, in relation to certain transactions requiring approval of security holders
Section 230.153b - Definition of "preceded by a prospectus", as used in section 5(b)(2), in connection with certain transactions in standardized options
Section 230.154 - Delivery of prospectuses to investors at the same address
Section 230.155 - Reserved
Section 230.156 - Investment company and registered non-variable annuity sales literature
Section 230.157 - Small entities under the Securities Act for purposes of the Regulatory Flexibility Act
Section 230.158 - Definitions of certain terms in the last paragraph of section 11(a)
Section 230.159 - Information available to purchaser at time of contract of sale
Section 230.159A - Certain definitions for purposes of section 12(a)(2) of the Act
Section 230.160 - Registered investment company exemption from Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act
Section 230.161 - Amendments to rules and regulations governing exemptions
Section 230.162 - Submission of tenders in registered exchange offers
Section 230.163 - Exemption from section 5(c) of the Act for certain communications by or on behalf of well-known seasoned issuers
Section 230.163A - Exemption from section 5(c) of the Act for certain communications made by or on behalf of issuers more than 30 days before a registration statement is filed
Section 230.163B - Exemption from section 5(b)(1) and section 5(c) of the Act for certain communications to qualified institutional buyers or institutional accredited investors
Section 230.164 - Post-filing free writing prospectuses in connection with certain registered offerings
Section 230.165 - Offers made in connection with a business combination transaction
Section 230.166 - Exemption from section 5(c) for certain communications in connection with business combination transactions
Section 230.167 - Communications in connection with certain registered offerings of asset-backed securities
Section 230.168 - Exemption from sections 2(a)(10) and 5(c) of the Act for certain communications of regularly released factual business information and forward-looking information
Section 230.169 - Exemption from sections 2(a)(10) and 5(c) of the Act for certain communications of regularly released factual business information
Section 230.170 - Prohibition of use of certain financial statements
Section 230.171 - Disclosure detrimental to the national defense or foreign policy
Section 230.172 - Delivery of prospectuses
Section 230.173 - Notice of registration
Section 230.174 - Delivery of prospectus by dealers; exemptions under section 4(3) of the Act
Section 230.175 - Liability for certain statements by issuers
Section 230.176 - Circumstances affecting the determination of what constitutes reasonable investigation and reasonable grounds for belief under section 11 of the Securities Act
Section 230.180 - Exemption from registration of interests and participations issued in connection with certain H.R. 10 plans
Section 230.190 - Registration of underlying securities in asset-backed securities transactions
Section 230.191 - Definition of "issuer" in section 2(a)(4) of the Act in relation to asset-backed securities
Section 230.192 - Conflicts of interest relating to certain securitizations
Section 230.193 - Review of underlying assets in asset-backed securities transactions
Section 230.194 - Definitions of the terms "swap" and "security-based swap" as used in the Act
Section 230.215 - Accredited investor