17 C.F.R. § 201.524

Current through November 30, 2024
Section 201.524 - Suspension of registrations: Duration

Unless set aside, limited or suspended by order of the Commission, a court of competent jurisdiction, or a hearing officer acting pursuant to § 201.531 , an order suspending a registration shall remain effective and enforceable until the earlier of:

(a) The completion of the proceedings whether the registration shall be permanently revoked; or
(b) 180 days, or such longer time as consented to by the respondent, after issuance of a briefing schedule order pursuant to § 201.540(b) , if an initial decision whether the registration shall be permanently revoked is appealed.

17 C.F.R. §201.524