17 C.F.R. § 5.4

Current through October 31, 2024

Section 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors

Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.

17 C.F.R. § 5.4