17 C.F.R. § 39.25

Current through October 31, 2024
Section 39.25 - Conflicts of interest

A derivatives clearing organization shall:

(a) Establish and enforce rules to minimize conflicts of interest in the decision-making process of the derivatives clearing organization;
(b) Establish a process for resolving such conflicts of interest; and
(c) Have procedures for identifying, addressing, and managing conflicts of interest involving members of the board of directors.

17 C.F.R. §39.25

85 FR 4862 , Jan. 27, 2020
85 FR 4862 , 2/26/2020; 88 FR 53684 , 9/7/2023