17 C.F.R. § 38.706

Current through September 30, 2024
Section 38.706 - Denial of charges and right to hearing

In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.

17 C.F.R. §38.706