17 C.F.R. § 38.605

Current through September 30, 2024
Section 38.605 - Requirements for financial surveillance program

A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.

17 C.F.R. §38.605