Current through September 30, 2024
Section 38.600 - Core Principle 11The board of trade shall establish and enforce:
(a) Rules and procedures for ensuring the financial integrity of transactions entered into on or through the facilities of the contract market (including the clearance and settlement of the transactions with a derivatives clearing organization); and(b) Rules to ensure: (1) The financial integrity of any: (i) Futures commission merchant, and(ii) Introducing broker; and(2) The protection of customer funds.