17 C.F.R. § 38.550

Current through September 30, 2024

Section 38.550 - Core Principle 10

The board of trade shall maintain rules and procedures to provide for the recording and safe storage of all identifying trade information in a manner that enables the contract market to use the information:

(a) To assist in the prevention of customer and market abuses; and

(b) To provide evidence of any violations of the rules of the contract market.

17 C.F.R. § 38.550