17 C.F.R. § 37.1200

Current through October 31, 2024
Section 37.1200 - Core Principle 12-Conflicts of interest

The swap execution facility shall:

(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.

17 C.F.R. §37.1200