17 C.F.R. § 37.500

Current through October 31, 2024
Section 37.500 - Core Principle 5-Ability to obtain information

The swap execution facility shall:

(a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act;
(b) Provide the information to the Commission on request; and
(c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.

17 C.F.R. §37.500