17 C.F.R. § 37.301
Current through October 31, 2024
To demonstrate to the Commission compliance with the requirements of § 37.300 , a swap execution facility shall, at the time it submits a new swap contract in advance to the Commission pursuant to part 40 of this chapter, provide the applicable information as set forth in appendix C to part 38 of this chapter-Demonstration of Compliance That a Contract is not Readily Susceptible to Manipulation. A swap execution facility may also refer to the guidance and/or acceptable practices in appendix B of this part.
17 C.F.R. §37.301