17 C.F.R. § 19.03

Current through November 30, 2024
Section 19.03 - Delegation of authority to the Director of the Division of Enforcement
(a) The Commission hereby delegates, until it orders otherwise, the authority in § 19.00(b) to issue special calls to the Director of the Division of Enforcement, or such other employee or employees as the Director may designate from time to time.
(b) The Commission hereby delegates, until it orders otherwise, to the Director of the Division of Enforcement, or such other employee or employees as the Director may designate from time to time, the authority in § 19.00(b) to provide instructions or to determine the format, coding structure, and electronic data transmission procedures for submitting data records and any other information required under this part.
(c) The Director of the Division of Enforcement may submit to the Commission for its consideration any matter which has been delegated in this section.
(d) Nothing in this section prohibits the Commission, at its election, from exercising the authority delegated in this section.

17 C.F.R. §19.03

86 FR 3455 , 1/14/2021