17 C.F.R. § 171.40

Current through October 31, 2024

Section 171.40 - Notice of the commencement of a member responsibility action

The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to § 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.

17 C.F.R. §171.40