17 C.F.R. § 156.4

Current through October 31, 2024
Section 156.4 - Disclosure of Broker Association Membership

Each contract market shall make available to the public generally and upon request a list of all registered broker associations which identifies for each such association the name of each person who is a member or otherwise has a direct beneficial interest in the association. This list shall be updated at least semi-annually.

17 C.F.R. §156.4

61 FR 41498, Aug. 9, 1996